Chisholm, Ex'rel v. Georgia
2 Dall. 419, 1 L.Ed. 440
Supreme Court of
the United States February Term,
1793.
This action was instituted in August Term, 1792. On the 11th of
July, 1792, the Marshall for the district of Georgia made the following return:
'Executed as within commanded, that is to say, served a copy thereof on his
excellency Edward Telsair, Esq. Governor of the State of Georgia, and one other
copy on Thomas P. Carnes, Esq. the Attorney General of said
State.' 'Robert Forsyth, Marshall.'
Upon which Mr. Randolph, the Attorney General of the United States, as counsel for the plaintiff, made the following motion on the 11th of August, 1792. 'That unless the State of Georgia, shall, after reasonable previous notice of this motion, cause an appearance to be entered, in behalf of the said State, on the fourth day of the next Term, or shall then show cause to the contrary, judgment shall be entered against the said State, and a writ of enquiry of damages shall be awarded.'
But to avoid every appearance of precipitancy, and to give the State time to deliberate on the measures she ought to adopt, on motion of Mr. Randolph, it was ordered by the Court, that the consideration of this motion should be postponed to the present Term. And now Ingersoll, and Dallas, presented to the Court a written remonstrance and protestation on behalf of the State, against the exercise of jurisdiction in the cause; but, in consequence of positive instructions, they declined taking any part in arguing the question. The Attorney General, therefore, proceeded as follows.
Randolph, for the plaintiff. I did not want the remonstrance of
Georgia, to satisfy me, that the motion, which I have made is unpopular. Before
that remonstrance was read, I had learnt from the acts of another State, whose
will must be always dear to me, that she too condemned it. On ordinary
occasions, these dignified opinions might influence me greatly; but on
this, which brings into question a
constitutional right, supported by my own conviction, to surrender it would in
me be official persidy. *420
It has been expressed, as the pleasure of the Court, that the motion should be discussed, under the four following forms:
1st. Can the State of Georgia, being one of the United States of America, be made a party-defendant in any case, in the Supreme Court of the United States, at the suit of a private citizen, even although he himself is, and his testator was, a citizen of the State of South Carolina?
2nd. If the State of Georgia can be made a party defendant in certain cases, does an action of assumpsit lie against her?
3rd. Is the service of the summons upon the Governor and Attorney General of the State of Georgia, a competent service?
4th. By what process ought the appearance of the State of Georgia to be enforced?
1st. The Constitution and Judicial Law are the sources from which the jurisdiction of the Supreme Court is derived. The effective passages in the Constitution are in the second section of the third article. 'The judicial power shall extend to controversies between a State and citizens of another State' 'In cases, in which a State shall be a party, the Supreme Court shall have original jurisdiction.' The judicial act thus organizes the jurisdiction, delineated by the Constitution. 'The Supreme Court shall have exclusive jurisdiction of all controversies of a civil nature, where a State is a party, except between a State and its citizens; and except, also, between a State and citizens of other States and aliens, in which latter case, it shall have original, but not exclusive jurisdiction.'
Upon this basis we contend,
1st. That the Constitution vests a jurisdiction in the Supreme Court over a State, as a defendant, at the suit of a private citizen of another State.
2nd. That the judicial act recognizes that jurisdiction.
1st. The Constitution vests a jurisdiction in the Supreme Court over a State, as a defendant, at the suit of a private citizen of another State. Consult the letter of the Constitution, or rather the influential words of the clause in question. The judicial power is extended to controversies between a State and citizens of another State. I pass over the word, 'between,' as in no respect indicating who is to be Plaintiff or who Defendant. In the succeeding paragraph, we read a comment on these words, when it is said, that in cases, in which a State shall be a party, the Supreme Court shall have original jurisdiction. Is not a defendant a party as well as a plaintiff? *421
If authority be necessary for
so notorious a definition, [recur to I Harr. Chan. Pract. p. 35.] where it is
observed, that 'in this Court,' that is, in the High Court of Chancery of
England, 'suits are generally commenced, prosecuted, and defended by parties, in
their own names only.' I might appeal too to a work of greater solemnity, and of
greater obligation; the articles of confederation. In describing the mode, by
which differences between two or more States shall be adjusted, they speak of a
day to be assigned for the appearance of the parties; of each party alternately
striking the names of the persons proposed as Judges; of either party neglecting
to attend; of striking names in behalf of a party absent; of any of the Parties
refusing to submit to the authority of the Court; and of lodging the sentence
among the acts of Congress for the security of the parties concerned. Human
genius might be challenged to restrict these words to a plaintiff state alone.
It is indeed true, that according to the order in which the
controversies of a State are mentioned, the State is the first; and from thence
it may be argued, that they must be those in which a State is first named, or
plaintiff. Nobody denies, that the citizens of a State may sue Foreign subjects,
or Foreign subjects the citizens of a State. And yet, the expression of the
Constitution is, 'between a State or the citizens thereof, and Foreign States,
citizens or subjects.' The order in this instance, works no difference. In
common language too, it would not violate the substantial idea, if a
controversy, said to be between A. B. and C. D. should appear to be between C.
D. and A. B. Nay the opportunity fairly occurs in two pages of the judicial
article, to confine suits to States, as plaintiffs; but they are both neglected,
notwithstanding the consciousness which the convention must have possessed, that
the words, unqualified, strongly tended at least to subject States as
defendants.
With the advantage of the letter on our side, let us now advert
to the spirit of the Constitution, or rather its genuine and necessary
interpretation. I am aware of the danger of going into a wide history of the
Constitution, as a guide of construction; and of the still greater danger of
laying any important stress upon the preamble as explanatory of its powers. I
resort, therefore, to the body of it; which shows that there may be various
actions of States which are to be annulled. If, for example, a State shall
suspend the priviledge of a writ of habeas corpus, unless when in cases of
rebellion or invasion the public safety may require it; should pass a
bill of attainder or ex post facto law; should enter into any treaty, alliance,
or confederation; should grant letters of marque and reprisal; should coin
money; should emit bills of credit; should make any thing but gold and silver
coin a tender in payment of debts, should pass a law impairing the
obligation of contracts; should, without the consent of Congress, lay imposts or
duties on imports or exports, with certain exceptions; should, without the
consent of Congress, lay any duty on tonnage, or keep troops or ships of war in
time of peace; these are expressly prohibited by the Constitution; and thus is
announced to the world the probability, but certainly the apprehension, that
States may injure individuals in their property, their liberty, and their lives;
may oppress sister States; and may act in derogation of the general
sovereignty. *422
Are States then to enjoy the high priviledge of acting thus
eminently wrong, without controul; or does a remedy exist? The love of morality
would lead us to with that some check should be found; if the evil, which flows
from it, be not too great for the good contemplated. The common law has
established a principle, that no prohibitory act shall be without its
vindicatory quality; or, in other words, that the infraction of a prohibitory
law, although an express penalty be omitted, is still punishable. Government
itself would be useless, if a pleasure to obey or transgress with impunity
should be substituted in the place of a fanction to its laws.
This was a just
cause of complaint against the deceased confederation. In our
solicitude for a remedy, we meet with no difficulty, where the conduct of a
State can be animadverted on through the medium of an individual. For instance,
without suing a State, a person arrested may be liberated by habeas corpus; a
person attainted and a convict under an ex post facto law, may be saved; those,
who offend against improper treaties, may be protected, or who execute them, may
be punished; the actors under letters of marque and reprisal may be mulested;
coinage, bills of credit, unwarranted tenders, and the impairing of contracts
between individuals, may be annihilated.
But this redress goes only half way; as
some of the preceeding unconstitutional actions must pass without censure,
unless States can be made defendants. What is to be done, if in consequence of a
bill of attainder, or an ex post facto law,the estate of a citizen shall be
confiscated, and deposited in the treasury of a State? What, if a State should
adulterate or coin money below the Congressional standard, emit bills of credit,
or enact unconstitutional tenders, for the purpose of extinguishing its own
debts? What if a State should impair her own contracts? These evils, and others
which might be enumerated like them, cannot be corrected without a suit against
the State. It is not denied, that one State may be sued by another; and the
reason would seem to be the same, why an individual, who is aggrieved, should
sue the State aggrieving . A distinction between the cases is supportable only
on a supposed comparative inferiority of the Plaintiff. *423
But,
the framers of the Constitution could never have thought thus. They must have
viewed human rights in their essence, not in their mere form. They had heard,
seen- I will say felt; that Legislators were not so far sublimed above other
men, as to soar beyond the region of passion. Unfledged as America was in the
vices of old Governments, she had some incident to her own new situation:
individuals had been victims to the oppression of States.
These doctrines are
moreover justified: 1st. By the relation which the States stand to the Federal
Government: and, 2nd. By the law of nations, on the subject of suing sovereigns;
and, 3rd. They are not weakened by any supposed embarrassment attending the mode
of executing a decree against a State.
1st. I acknowledge, and shall always
contend, that the States are sovereignties. But with the free will, arising from
absolute independence, they might combine in Government for their own happiness.
Hence sprang the confederation; under which indeed the States retained their
exemption from the so rensic jurisdiction of each other, and, except under a
peculiar modification, of the United States themselves. Nor could this be
otherwise; since such a jurisdiction was no where (according to the language of
that instrument) expressly delegated. This Government of supplication cried
aloud for its own reform; and the public mind of America decided, that it must
perish of itself,and that the Union would be thrown into jeopardy, unless the
energy of the general system should be increated.
Then it was the
present Constitution produced a new order of things. It derives its origin
immediately from the people; and the people individually are, under certain
limitations, subject to the legislative, executive, and judicial authorities
thereby established. The States are in fact assemblages of these individuals who
are liable to process.
The limitations, which the Federal Government is admitted to impose upon
their powers, are diminutions of sovereignty, at least equal to the making of
them defendants. It is not pretended, however, to deduce from these arguments
alone, the amenability of States to judicial cognizance; but the result is, that
there is nothing in the nature of sovereignties, combined as those of America
are, to prevent the words of the Constitution, if they naturally mean, what I
have affected, from receiving an easy and usual construction. But pursue the
idea a step farther; and trace one, out of a multitude of examples, in which the
General Government may be convulsed to its center without this judicial power,
If a State shall injure an individual of another State, the latter must protect
him by a remonstrance. What if this be ineffectual? To stop there would cancel
his allegiance; one State cannot sue another for such a cause; acquiescence is
not
be believed. *424
The crest of war is next raised; the Federal head cannot remain unmoved amidst these shocks to the public harmony. Ought then a necessity to be created for drawing out the general force on an occasion to replete with horror? Is not an adjustment by a judicial form far preferable? Are not peace and concord among the States two of the great ends of the Constitution? To be consistent, the opponents of my principles must say, that a State may not be sued by a foreigner.- What? Shall the tranquility of our country be at the mercy of every State? Or, if it be allowed, that a State may be sued by a foreigner, why, in the scale of reason, may not the measure be the same, when the citizen of another State is the complainant?
Nor is the history of confederacies wholly
deficient in analogy; although a very strict one is scarcely to be expected. A
parade of deep research into the Amphyctionic Council, or the Achaean league,
would be fruitless, from the dearth of historical monuments. With the best
lights they would probably be found, not to be positively identical with our
union. So little did they approach to a National Government, that they might
well be destitute of a common judicatory. So ready were the ancient Governments
to merge the injuries to individuals in a State quarrel, and so certain was it,
that any judicial decree must have been enforced by arms, that the mild form of
a legal discussion could not but be viewed with indifference, if not contempt.
And yet it would not be extravagant to conjecture, that all civil causes were
sustained before the Amphyctionic Council. [FN*] What we know of the Achaean
confederacy, exhibits it as purely national, or rather consolidated.- They had
common Magistrates taken by rotation, from the towns; and the amenability of the
constituent cities to some Supreme Tribunal, is as probable as otherwise. But,
in fact, it would be a waste of time, to dwell upon these obscurities.
To catch all the semblances of confederacies, scattered through the historic
page, would be no less absurd, than to search for light in regions of darkness,
or a stable jurisprudence in the midst of barbarity and bloodshed. Advancing
then, into more modern times, the Helvetic Union presents itself; one of whose
characteristics is, that there is no common judicatory. Stanyan, 117. Nor, does
it obtain in Holland. But it cannot be concluded from hence, that the Swiss or
the Dutch, the jealousy of whom would not suffer them to adopt a National
Government, would deem it an abasement, to summon a State, connected as the
United States are, before a National Tribunal. But our anxiety for precedents is
relieved by appealing to the Germanic Empire. The jumble of fifty principalities
together no more deserves the name of one body, than the incoherent
parts of Nebuchadnazzar's image. *425 The Princes wage war without the consent of
their paramount sovereign; they even wage war upon each other; nay upon the
Emperor himself; after which it will add but little to say, that they are
distinct sovereignties. And, yet both the Imperial Chamber, and the Aulie
Council hear and determine the complaints of individuals against the Princes.
[FN*]
FN* See Anacharsis, 3 Vol. p. 300.
FN* See Hist. of
Germanic Body, p. 157. 8, Bynk. c. 3.c.4.
It will not
surely be required to assign a reason, why the Confederation did not convey a
similar jurisdiction; since that scanty and strict paper was of so different a
hue and feature from the Constitution, as scarely to appear the child of the
same family.
I hold it, therefore, to be no degradation of sovereignty, in
the States, to submit to the Supreme Judiciary of the United States. At the same
time, by way of anticipating an objection, I assert, that it will not follow,
from these premises, that the United States themselves may be sued. For the head
of a confederacy is not within the reach of the judicial authorities of its
inferior members. It is exempted by its peculiar pre-eminencies. We have indeed
known petitions of right, monstrans de droit, and even process in the Exchequer.
But the first is in the style of intreaty; the second, being apparent upon the
record, is so far a deduction from the royal title; the third, as in the
banker's case in the 11th volume of the State trials, is applicable only, where
the charge is claimed against the Revenue; and all of them are widely remote
from an involuntary subjection, of the sovereign to the cognizance of his own
Courts.
2nd. But what if the high independency of dissevered nations remained uncontrouled among the United States, so far as to place the individual States no more within the sphere of the Supreme Court, than one independent nation is within the jurisdiction of another? It has been a contest amongst civilians, whether one Prince found within the territory of another, may be sued for a contract. [FN*] I do not assert the affirmative; but it is allowable to observe, that such a position, once conceded, would illustrate and almost settle the present inquiry. But the same author, who repudiates the former idea, is strenuous in the opinion, that where the effects, or property, of one Prince are rested in the dominions of another, the proprietor Prince may be summoned before a tribunal of that other. Now, although, each State has its separate territory, in one sense, the whole is that of the United States, in another. The jurisdiction of this Court reaches to Georgia, as well as to Philadelphia. If therefore, the process could be commenced in rem, the authority of Bynkershoek would justify us; and whether it be commenced in rem, or in personam, the principle of amenability is equally avowed. *426
3rd. Nor will these sentiments be weakened by the want of a special provision in the Constitution for an execution; since it is so provided in no case, not even where States are in litigation. This will be more properly arranged under the following head concerning the judicial act.
II.
1. The judicial act recognizes the jurisdiction over States. Instead of using the first expression in the Constitution, to wit, 'controversies, between, etc.' it adopts the second, namely, 'where a State shall be a party. ' Thus it makes no distinction between a State as Plaintiff, or as Defendant; but evidently comprehends in the word 'party' a State, as Defendant in one case at least, where a State is opposed to a State. This, after what has been said, need not be further pressed.
2. The master-objection is, that the law has prescribed no execution
against a State; that none can be formed with propriety; and that, therefore, a
judgment against a State must be abortive. It is true, that no express execution
is given by the judicial act or the process act. But has it ever been
insinuated, that a dispute between two States is not within Federal cognizance,
because no execution is marked out? Or, that for a like reason, the Court, given
by the confederation, could not proceed?
The Supreme Court are either vested
with authority by the judicial act, to form an execution, or possess it as
incidental to their jurisdiction. By the 14th section of the jucicial act, the
Supreme Court, as one of the Courts of the United States, has power to issue
writs of feire facias, habeas corpus, and all other writs, not specially
provided for by the statute, which may be necessary for the exercise of their
respective jurisdictions, and agreeable to the principles and usages of law.
Executions for one State against another, are writs not specially provided for
by statute, and are necessary for the exercise of the jurisdiction of the
Supreme Courts, in a contest between States; and although, in neither the common
law, nor any statute, the form of such an execution appears; yet is it agreeable
to the principles and usages of law, that there should be a mode of carrying
into force a jurisdiction, which is not denied. If then the Supreme Court may
create a mode of execution, when a State is defeated at law by a State, why may
not the same means be exerted where an individual is successful against a State?
Again: The process-act, which dictates the modes of execution to the other
Courts, is silent as to the Supreme Court; it must, therefore, be either wholly
without executions, or derive them from the foregoing section of the judicial
act, or adopt them, on the ground of incidental power. *427
The
total negation of execution is obviously inadmissible; and the construction of
the judicial act, which has been just insisted on, would be sufficiently
efficacious. But why may not executions even spring from the will of the Supreme
Court, as the writs of fieri facias, levari facias, and distringas were
originally the creation of Courts? Such an incidental authority is not of a
higher tone than that of fine and imprisonment, which belongs to every Court of
record, without a particular grant of it. But what species of execution can be
devised? This, though, a difficult task, is not impracticable. And if it were
incumbent on me to anticipate the measures of the Court, I would suggest these
outlines of conduct. First, that if the judgment be for the specific thing, it
may be seized: or, secondly, if for damages, such property may be taken, as,
upon the principles, and under the circumstances cited from Bynkershoek, would
be the groundwork of jurisdiction over a sovereign Prince. However, it is of no consequence, whether the conjectures be accurate or not; as a correct
plan can doubtless be discovered.
Still we may be pressed with the final
question: 'What if the State is resolved to oppose the execution?' This would be
an awful question indeed! He, to whose lot is should fall to solve it, would be
impelled to invoke the god of wisdom, to illuminate his decision. I will not
believe that he would recall the tremendous examples of vengeance, which in past
days have been inflicted by those who claim, against those who violate,
authority. I will not believe that in the wide and gloomy theatre, over which
his eye should roll, he might perchance catch a distant glimpse of the Federal
arm uplifted. Scenes like these are too full of horror, not to agitate, not to
rack, the imagination. But at last we must settle on this result; there are many
duties, precisely defined, which the States must perform. Let the remedy which
is to be administered, if these should be disobeyed, be the remedy on the
occasion, which we contemplate. The argument requires no more to be said: it
surely does not require us to dwell on such painful possibilities. Rather, let
me hope and pray, that not a single star in the American Constellation will ever
suffer its lustre to be diminished by hostility against the sentence of a Court,
which itself has adopted.
But, after all, although no mode of execution
should be invented, why shall not the Court proceed to judgment? It is well
known, that the Courts of some States have been directed to render judgment, and
there stop; and that the Chancery has often tied up the hands of the common law
in a like manner. *428
Perhaps, if a Government could be constituted without mingling
at all the three orders of power, Courts should, in
strict theory, only declare the law of the case, and the subject upon
which the execution is to be levied; and should leave their opinions to be
enforced by the Executive. But that any State should refuse to conform to a
solemn determination of the Supreme Court of the Union, is impossible, until she
shall abandon her love of peace, fidelity to compact, and character.
Combine
then into one view, the letter and the spirit of the Constitution; the relation
of the several States to the union of the States; the precedents from other
sovereignties; the judicial act, and process act; the power of forming
executions; the little previous importance of this power to that of rendering of
judgment; the influence under which every State must be to maintain the general
harmony; and the inference, will, I trust, be in favor of the first proposition;
namely, that a State may be sued by the citizen of another State.
II. The next question is, whether an action of assumpsit will lie against a State? I acknowledge, that it does not follow from a State being suable in some actions, that she is liable in every action. But that of assumpsit is of all others most free from cavil. Is not a State capable of making a promise? Certainly; as a State is a moral person, being an assemblage of individuals, who are moral persons. Vat. B. 1 s.2. On this ground, treaties and other compacts, are daily concluded between nations. On this ground the United States and the particular States have moved during and since the war. On this ground the Constitution transmitted from the old to the new Government all the obligations of the former. Without it every Government must stagnate. But I shall enter into this matter no further, as it is open for discussion in almost every stage of the cause.
III. I affirm in the third place, that the service of the summons
on the Governor and Attorney-General, is a competent service. The service of
process is solely for the purpose of notice to prepare for defence. The mode, if
it be not otherwise prescribed by law, or long usage, is in the discretion of
the Court; and here that discretion must operate. The defence must rest either
upon the three branches of Government collectively, or one of them. But, as the
judiciary are manifestly disjoined from such an office, and the legislative are
only to provide funds to answer damages, the practice of considering the
Executive, as the oftensible representative of a State, devolves upon it this
function. In the instance of Georgia, her Constitution establishes the Governor
as the channel of communication with the Legislature; he is bound by oath to
defend her; and he has instituted a suit, now depending in this Court, in her
behalf, against Brailsford, and others. It was supererogation to serve
*429
the process on the Attorney-General; although this has satisfied even etiquette itself, by notifying the officer, who is the instrument of
defence.
IV. As to the steps, proper for compelling an appearance; these too, not being dictated by law, are in the breast of the Court. I banish the comparison of States with corporations; and, therefore, search for no resemblance in them. I prefer the scheme contained in the motion; because it tempers with moderation the preliminary measures; and postpones embarassments, at any rate, until the close of the business. It is unnecessary to spend time on this head; as the mode is to me absolutely indifferent if it be effectual, and respectful.
With this discussion, though purely legal, it will be impossible
to prevent the world from blending political considerations. Some may call this
an attempt to consolidate. But before such an imputation shall be pronounced,
let them examine well, if the fair intepretation of the Constitution does not
vindicate my opinions. Above all, let me personally assure them, that the
prostration of State-rights is no object with me; but that I remain in perfect
confidence, that with the power, which the people and the Legislatures of the
States indirectly hold over almost every movement of the National Government,
the States need not fear an assault from bold ambition, or any approaches of
covered stratagem.
The Court held the case under advisement, from the 5th to
the 18th of February, when they delivered their opinions
seriatim.
West Headnotes
KeyCite this headnote
360 States
360VI Actions
360k212 k. Judgment and Relief.
In
a suit brought, pursuant to U.S.C.A.Const. art. 3, § 2, by an individual citizen
of one state against another state, judgment may be entered against the state in
default of its appearance.
KeyCite this headnote
170B
Federal Courts
170BIV Citizenship, Residence or Character of Parties,
Jurisdiction Dependent on
170BIV(A) In General
170Bk274 k. Controversies
Between a State and Citizens of Another State.
(Formerly
106k305)
Under U.S.C.A.Const. art. 3, § 2, providing that judicial power
of the United States shall extend to controversies between a state and citizens
of another state and cases in which a state shall be a party, the supreme court
has jurisdiction of an action brought by an individual citizen of one state
against another state; and in such suit judgment may be entered against the
state in default of its appearance.
KeyCite this headnote
170B Federal Courts
170BIV Citizenship, Residence or Character of
Parties, Jurisdiction Dependent on
170BIV(A) In General
170Bk274 k.
Controversies Between a State and Citizens of Another State.
(Formerly
106k305)
Before the adoption of the eleventh article of the amendment to
the constitution, a state might be sued, in the supreme court, by a citizen of
another state.
Iredell, Justice.
This great cause comes before the Court, on a motion made by the Attorney- General, that an order be made by this Court to the following effect: 'That, unless 'the State of Georgia shall, after reasonable notice of this motion, cause an appearance to be entered on behalf of the said State, on the fourth day of next Term, or show cause to the contrary, judgment shall be entered for the Plaintiff, and a writ of enquiry shall be awarded.' Before such an order be made, it is proper that this Court should be satisfied it hath cognizance of the suit; for, to be sure we ought not to enter a conditional judgment (which this would be) in a case where we were not fully persuaded we had authority to do so.
This is the first instance wherein the important question
involved in this cause has come regularly before the Court. In the Maryland case
it did not, because the Attorney-General of the State voluntarily appeared. We
could not, therefore, without the greatest impropriety, have taken up the
question suddenly. That case has since been compromised: But, had it proceeded
to trial, and a verdict been given for the Plaintiff, it would have been our
duty, previous to our giving judgment, to have well
considered whether we were warranted in giving it. I had then great
doubts upon my mind, and should in such a case, have proposed a discussion of
the subject. *430
Those doubts have increased since, and, after the fullest consideration, I have been able to bestow on the subject, and the most respectful attention to the able argument of the Attorney-General, I am now decidedly of opinion that no such action as this before the Court can legally be maintained.
The action is an action of assumpsit. The particular question then before the Court, is, will an action of assumpsit lie against a State? This particular question (abstracted from the general one, viz. Whether, a State can in any instance be sued?) I took the liberty to propose to the consideration of the Attorney-General, last Term. I did so, because I have often found a great deal of confusion to arise from taking too large a view at once, and I had found myself embarrassed on this very subject, until I considered the abstract question itself. The Attorney-General has spoken to it, in reference to my request, as he has been pleased to intimate, but he spoke to this particular question slightly, conceiving it to be involved in the general one; and after establishing, as he though, that point, he seemed to consider the other followed of course. He expressed, indeed, some doubt how to prove what appeared so plain. It seemed to him (if I recollect right) to depend principally on the solution of this simple question; can a State assume? But the Attorney-General must know, that in England, certain judicial proceedings not inconsistent with the sovereignty, may take place against the Crown, but that an action of assumpsit will not lie. Yet surely the King can assume as well as a State.
So can the United States themselves, as well as any State in the Union: Yet, the Attorney-General himself has taken some pains to show, that no action whatever is maintainable against the United States. I shall, therefore, confine myself, as much as possible, to the particular question before the Court, though every thing I have to say upon it will effect every kind of suit, the object of which is to compel the payment of money by a State.
The question, as I before
observed, is, will an action of assumsit lie against a State? If it will, it
must be in virtue of the Constitution of the United States, and of some law of
Congress conformable thereto. The part of the Constitution concerning the
Judicial Power, is as follows, viz: Art.3. sect. 2 The Judicial Powser shall
extend, (1.) To all cases, in law and equity, arising under the Constitution,
the laws of the United States, and treaties made, or which shall be made, under
their authority. (2) To all cases affecting Ambassadors, or other public
Ministers, and Consuls; (3) To all cases of Admiralty and Maritime Jurisdiction;
(4) To controversies to which the *431
United States shall be a party; (5) To
controversies between two or more States; between a State and citizens of
another State; between citizens of different States; between citizens of the
same State, claiming lands under grants of different States; and, between a
State or the citizens thereof, and foreign States, citizens or subjects. The
Constitution, therefore, provides for the jurisdiction wherein a State is a
party, in the following instances:
-1st. Controversies between two or more States.
2nd. Controversies between a State and citizens of another State.
3rd. Controversies between a State, and foreign States, citizens, or subjects. And it also provides, that in all cases in which a State shall be a party, the Supreme Court shall have original jurisdiction.
The words of the general
judicial act, conveying the authority of the Supreme Court, under the
Constitution, so far as they concern this question, are as follow:-Sect. 13.
'That the Supreme Court shall have exclusive jurisdiction of all controversies
of a civil nature, where a State is a party, except between a State and its
citizens; and except also, between a State and citizens of other States, or
aliens, in which latter case it shall have original, but not exclusive
jurisdiction. And shall have, exclusively, all jurisdiction of suits or
proceedings against Ambassadors, or other public Ministers, or their domestics,
or domestic servants, as a court of law can have or exercise consistently with
the law of nations; and original, but not exclusive jurisdiction of all suits
brought by Ambassadors, or other public Ministers, or in which a Consul, or
Vice-Consul, shall be a party.'
The Supreme Court hath, therefore, First.
Exclusive jurisdiction in every controversy of a civil nature: 1st. Between two
or more States. 2nd Between a State and a foreign State. 3rd. Where a suit or
proceeding is depending against Ambassadors, other public ministers, or their
domestics, or domestic servants. Second. Original, but not exclusive
jurisdiction. 1st. Between a State and citizens of other States. 2nd.
Between a State and foreign citizens or subjects. 3rd. Where a suit is brought
by Ambassadors, or other public ministers. 4th. Where a consul or vice-consul,
is a party. The suit now before the Court (if maintainable at all) comes within
the latter description, it being a suit against a State by a citizen of another
State.
The Constitution is particular in expressing the parties who may be
the objects of the jurisdiction in any of these cases, but in respect to the
subject-matter upon which such jurisdiction is to be exercised, uses the word
'controversies' only. The act of Congress more particularly mentions civil
controversies, a qualification of the general word in the Constitution, which I
do not doubt every reasonable man will think well warranted, for it
*432
cannot be presumed that the general word 'controversies' was intended to
include any proceedings that relate to criminal cases, which in all instances
that respect the same Government, only, are uniformly considered of a local
nature, and to be decided by its particular laws. The word 'controversy' indeed,
would not naturally justify any such construction, but nevertheless it was
perhaps a proper instance of caution in Congress to guard against the
possibility of it.
A general question of great importance here occurs. What
controversy of a civil nature can be maintained against a State by an
individual? The framers of the Constitution, I presume, must have meant one of
two things: Either 1. In the conveyance of that part of the judicial
power which did not relate to the execution of the other authorities of the
general Government (which it must be admitted are full and discretionary, within
the restrictions of the Constitution itself), to refer to antecedent laws for
the construction of the general words they use: Or, 2. To enable Congress in all
such cases to pass all such laws, as they might deem necessary and proper to
carry the purposes of this Constitution into full effect, either absolutely at
their discretion, or at least in cases where prior laws were deficient for such
purposes, if any such deficiency existed.
The Attorney-General has indeed
suggested another construction, a construction, I confess, that I never heard of
before, nor can I now consider it grounded on any solid foundation, though it
appeared to me to be the basis of the Attorney-General's argument. His
construction I take to be this: 'That the moment a Supreme Court is formed, it
is to exercise all the judicial power vested in it by the Constitution, by its
own authority, whether the Legislature has prescribed methods of doing so, or
not.' My conception of the Constitution is entirely different. I conceive, that
all the Courts of the United States must receive, not merely their organization
as to the number of Judges of which they are to consist; but all their
authority, as to the manner of their proceeding, from the Legislature only. This
appears to me to be one of those cases, with many others, in which an article of
the Constitution cannot be effectuated without the intervention of the
Legislative authority. There being many such, at the end of the special
enumeration of the powers of Congress in the Constitution, is this general one:
'To make all laws which shall be necessary and proper for carrying into
execution the foregoing Powers, and all other powers vested by this Constitution
in the Government of the United States, or in any department or officer
thereof.' None will deny, that an act of Legislation is necessary to say, at
least of what number the Judges are to consist; the President with the consent
of the Senate could not nominate a number at their discretion. *433
The Constitution intended this article so far at least to be the subject of a Legislative act. Having a right thus to establish the Court, and it being capable of being established in no other manner, I conceive it necessary follows, that they are also to direct the manner of its proceedings. Upon this authority, there is, that I know, but one limit; that is, 'that they shall not exceed their authority.' If they do, I have no hesitation to say, that any act to that effect would be utterly void, because it would be inconsistent with the Constitution, which is a fundamental law paramount to all others, which we are not only bound to consult, but sworn to observe; and, therefore, where there is an interference, being superior in obligation to the other, we must unquestionably obey that in preference. Subject to this restriction, the whole business of organizing the Courts, and directing the methods of their proceeding where necessary, I conceive to be in the discretion of Congress. If it shall be found on this occasion, or on any other, that the remedies now in being are defective, for any purpose it is their duty to provide for, they no doubt will provide others. It is their duty to legislate so far as is necessary to carry the Constitution into effect. It is ours only to judge. We have no reason, nor any more right to distrust their doing their duty, than they have to distrust that we all do ours. There is no part of the Constitution that I know of, that authorises this Court to take up any business where they left it, and, in order that the powers given in the Constitution may be in full activity, supply their omission by making new laws for new cases; or, which I take to be the same thing, applying old principles to new cases materially different from those to which they were applied before.
With regard to the
Attorney-General's doctrine of incidents, that was founded entirely on the
supposition of the other I have been considering. The authority contended for is
certainly not one of those necessarily incident to all Courts merely as
such.
If therefore, this Court is to be (as I consider it) the organ of the
Constitution and the law, not of the Constitution only, in respect to the manner
of its proceeding, we must receive our directions from the Legislature in this
particular, and have no right to constitute ourselves an ossicina brevium, or
take any other short method of doing what the Constitution has chosen (and, in
my opinion, with the most perfect propriety) should be done in another
manner.
But the act of Congress has not been altogether silent upon this
subject. The 14th sect. of the judicial act, provides in the following words:
'All the before mentioned Courts of the United States, shall have power to issue
writs of feire facias, habeas corpus, and all other writs not specially provided
for by statute, which may be necessary for the exercise of their respective
jurisdictions, and agreeable to the priciples and usages of law.'
*434
These words refer as well to the Supreme Court as to the other Courts of the United States. Whatever writs we issue, that are necessary for the exercise of our jurisdiction, must be agreeable to the principles and usages of law. This is a direction, I apprehend, we cannot supercede, because it may appear to us not sufficiently extensive. If it be not, we must wait till other remedies are provided by the same authority. From this it is plain that the Legislature did not chuse to leave to our own discretion the path to justice, but has prescribed one of its own. In doing so, it has, I think, wisely, referred us to principles and usages of law already well known, and by their precision calculated to guard against that innovating spirit of Courts of Justice, which the Attorney-General in another case reprobated with so much warmth, and with whose sentiments in that particular, I most cordially join. The principles of law to which references is to be had, either upon the general ground I first alluded to, or upon the special words I have above cited, from the judicial act, I apprehend, can be, either, 1st. Those of the particular laws of the State, against which the suit is brought. Or, 2nd. Principles of law common to all the States. I omit any consideration arising from the word 'usages,' tho' a still stronger expression. In regard to the principles of the particular laws of the State of Georgia, if they in any manner differed, so as to effect this question, from the principles of law, common to all the States, it might be material to enquire, whether, there would be any propriety or congruity in laying down a rule of decision which would induce this consequence, that an action would lie in the Supreme Court against some States, whose laws admitted of a compulsory remedy against their own Governments, but not against others, wherein no such remedy was admitted, or which would require, perhaps, if the principle was received, fifteen different methods of proceeding against States, all standing in the same political relation to the general Government, and none having any pretence to a distinction in its favor, or justly liable to any distinction to its prejudice. If any such difference existed in the laws of the different States, there would seem to be a propriety, in order to induce uniformity, (if a Constitutional power for that purpose exists), that Congress should prescirbe a rule, fitted to this new case, to which no equal, uniform, and impartial mode of proceeding could otherwise be applied.
But this point, I conceive, it is unnecessary to determine, because I believe there is no doubt that neither in the State now in question, nor in any other in the Union, any particular Legislative mode, authorizing a compulsory suit for the recovery of money against a State, was in being either when the Constitution was adopted, or at the time the judicial act was passed. Since that time an act of Assembly for such a purpose has been passed in Georgia. But that surely could have no influence in the construction of an act of the Legislature of the United States passed before. *435
The only principles of law, then, that can be regarded, are those common to all the States. I know of none such, which can affect this case, but those that are derived from what is properly termed 'the common law,' a law which I presume is the ground-work of the laws in every State in the Union, and which I consider, so far as it is applicable to the Peculiar circumstances of the country, and where no special act of Legislation controls it, to be in force in each State, as it existed in England, (unaltered by any statute) at the time of the first settlement of the country. The statutes of England that are in force in America differ perhaps in all the States; and, therefore, it is probable the common law in each, is in some respects different. But it is certain that in regard to any common law principle which can influence the question before us no alteration has been made by any statute, which could occasion the least material difference, or have any partial effect. No other part of the common law of England, it appears to me, can have any reference to this subject, but that part of it which prescribes remedies against the crown. Every State in the Union in every instance where its sovereignty has not been delegated to the United States, I consider to be as completely sovereign, as the United States are in respect to the powers surrendered.
The United States
are sovereign as to all the powers of Government actually surrendered: Each
State in the Union is sovereign as to all the powers reserved. It must
necessarily be so, because the United States have no claim to any authority but
such as the States have surrendered to them: Of course the part not surrenderred
must remain as it did before. The powers of the general Government, either of a
Legislative or Executive nature, or which particularly concerns Treaties with
Foreign Powers, do for the most part (if not wholly) affect individuals, and not
States: They require no aid from any State authority. This is the great leading
distinction between the old articles of confederation, and the present
constitution. The Judicial power is of a peculiar kind. It is indeed
commensurate with the ordinary Legislative and Executive powers of the general
government, and the Power which concerns treaties. But is also goes further.
Where certain parties are concerned, although the subject in controversy does
not relate to any of the special objects of authority of the general government,
wherein the separate sovereignties of the States are blended in one common mass
of supremacy, yet the general Governemnt has a Judicial Authority in regard to
such subjects of controversy, and the Legislature of the United States
may pass all laws necessary to give such Judicial Authority its proper effect.
*436
So far as States under the Constitution can be made legally liable to
this authority, so far to be sure they are subordinate to the authority of the
United States, and their individual sovereignty is in this respect limited. But
it is limited no farther than the necessary execution of such authority
requires. The authority externals only to the decision of controversies in which
a State is a party, and providing laws necessary for that purpose. That surely
can refer only to such controversies in which a State can be a part; in respect
to which, if any question arises, it can be determined, according to the
principles I have supported, in no other manner than by a reference either to
pre-existent laws, or laws passed under the Constitution and in conformity to
it.
Whatever be the true construction of the Constitution in this particular;
whether it is to be construed as intending merely a transfer of jurisidiction
from one tribunal to another, or as authorizing the Legislature to provide laws
for the decision of all possible controversies in which a State may be involved
with an individual, without regard to any prior exemption; yet it is certain
that the Legislature has in fact proceeded upon the former supposition, and not
upon the latter. For, besides what I noticed before as to an express reference
to principles and usages of law as the guide of our proceeding, it is observable
that in instances like this before the Court, this Court hath a concurrent
jurisdiction only; the present being one of those cases where by the judicial act this Court hath original but not exclusive
jurisdiction. This Court, therefore, under that act, can exercise no authority
in such instances , but such authority as from the subject matter of it may be
exercised in some other Court. There are no Courts with which such a concurrence
can be suggested but the Circuit Courts, or Courts of the different States. With
the former it cannot be, for admitting that the Constitution is not to have a
restrictive operation, so as to confine all cases in which a State is a party
exclusively to the Supreme Court (an opinion to which I am strongly inclined),
yet there are no words in the definition of the powers of the Circuit Court
which give a colour to an opinion, that where a suit is brought against a State
by a citizen of another State, the Circuit Court could exercise any jurisdiction
at all. If they could, however, such a jurisdiction, by the very terms of their
authority, could be only concurrent with the Courts of the several States. It
follows, therefore, unquestionably, I think, that looking at the act of
Congress, which I consider is on this occasion the limit of our authority
(whatever further might be constitutionaly, enacted) we can exercise no
authority in the present instance *437
consistently with the clear intention
of the act, but such as a proper State Court would have been at least competent
to exercise at the time the act was passed.
It therefore, no new remedy be
provided (as plainly is the case), and consequently we have no other rule to
govern us but the principles of the pre-existent laws, which must
remain in force till superceded by others, then it is incumbent upon us to
enquire, whether previous to the adoption of the Constitution (which period, or
the period of passing the law, in respect to the object of this enquity, is
perfectly equal) an action of the nature like this before the Court could have
been maintained against one of the States in the Union upon the principles of
the common law, which I have shown to be alone applicable. If it could, I think
it is now maintainable here; If it could not, I think, as the law stands at
present, it is not maintainable; whatever opinion may be entertained; upon the
construction of the Constitution, as to the power of Congress to authorize such
a one. Now I presume it will not be denied, that in every State in the Union,
previous to the adoption of the Constitution, the only common law principles in
regard to suits that were in any manner admissible in respect to claims against
the State, were those which in England apply to claims against the crown; there
being certainly no other principles of the common law which, previous to the
adoption of this Constitution could, in any manner, or upon any colour apply to
the case of a claim against a State in its own Courts, where it was solely and
completely sovereign in respect to such cases at least. Whether that remedy was
strictly applicable or not, still I apprehend there was no other. The only
remedy in a case like that before the Court, by which, by any possibility, a
suit can be maintained against the crown in England, or could be at any period
from which the common law, as in force in America, could be derived,
I believe is that which is called a Petition of right. It is stated, indeed, in
Com. Dig. 105. That 'until the time of Edward I. the King might have been sued
in all actions as a common person.' And some authorities are cited for that
position, though it is even there stated as a doubt. But the same authority adds
'but now none can have an action against the King, but one shall be put to sue
to him by petition.' This appears to be a quotation or abstract from Theloall's
Digest, which is also one of the authorities quoted in the former case. And this
book appears (from the law catalogue) to have been printed so long ago as the
year 1579. The same doctrine appears (according to a quotation in Blackstone's
Commentaries, I Vol. 243) to be stated in Finch's Law 253, the first edition of
which, it seems, was published in 1579. This also more fully appears in the case
of the Bankers, and particularly from the celebrated argument of Lord
*438
Somers, in the time of W. III. for, though that case was ultimately
decided against Lord Somers's opinion, yet the ground on which the decision was
given no way invalidates the reasoning of that argument, so far as it respects
the simple case of a sum of money demandable from the King, and not by him
secured on any particular revenues. The case is reported in Freeman, Vol. 1. p.
331. 5 Mod. 29. Skinn. 601. and lately very elaborately in a small pamphlet
published by Mr. Hargrave, which contains all the reports at length, except
Skinner's, together with the argument at large of Lord Somers; besides some
additional matter.
The substance of the case was as follows: - King
Charles II. having received large sums of money from bankers, on the credit of
the growing produce of the revenue, for the payment of which, tallies and orders
of the Exchequer were given (afterwards made transferable by statute) and the
payment of these having been afterward postponed, the King at length, in order
to relieve the Bankers, in 1677, granted annuities to them out of the hereditary
Excise, equal to 6 per cent interest on their several debts, but redeemable on
payment of the principal. This interest was paid 'till 1683, but it then became
in arrear, and continued so at the Revolution; and the suits which were
commenced to enforce the payment of these arrears, were the subject of this
case. The Bankers presented a petition to the Barons of the Exchequer, for the
payment of the arrears of the annuities granted; to which petition the Attorney
General demurred. Two points were made: First, whether the grant out of the
Excise was good; second, whether a petition to the Barons of the Exchequer was a
proper remedy. On the first point the whole Court agreed, that in general the
King could alienate the revenues of the crown; but Mr. Baron Lechmore differed
from the other Barons, by thinking that this particular revenue of the Excise,
was an exception to the general rule. But all agreed, that the petition was a
proper remedy. Judgment was therefore given for the petition by directing
payment to the complainants at the receipt of the Exchequer. A writ of Error was
brought on this judgment by the Attorney General in the Exchequer-Chamber.
There all the judges who argued held the grant out of the Excise
good. A majority of them, including Lord Chief Justice Holt, also approved of
the remedy by petition to the Barons. But, Lord Chief Justice Treby was of
opinion, that the Barons of the Exchequer were not authorised to make order for
payments on the receipt of the Exchequer, and, therefore, that the remedy by
petition to the Barons was inapplicable. In this opinion Lord Somers concurred.
A doubt then arose, whether the Lord Chancellor and Lord High Treasurer were at
liberty to give judgment according to their own *439
opinion, in opposition
to that of a majority of the attendant Judges; in other words, whether the
Judges called by the Lord Chancellor and Lord High Treasurer were to be
considered as mere assistants to them without voices. The opinion of the Judges
being taken on this point, seven against three held, that the Lord Chancellor
and Lord Treasurer were not concluded by the opinions of the Judges, and
therefore that the Lord Keeper in the case in question, there being then no Lord
Treasurer, might give judgment according to his own opinion. Lord Somers
concurring in this idea, reversed the judgment of the Court of Exchequer. But
the case was afterwards carried by error into Parliament, and there the Lords
reversed the judgment of the Exchequer-Chamber, and affirmed that of the
Exchequer. However, notwithstanding this final decision in favour of the Bankers
and their creditors, it appears by a subsequent statute, that they were to
receive only one half of their debts; the 12 and 14 W. 3. after appropriating
certain sums out of the hereditary Excise for public uses, providing,
that in lieu of the annuities granted to the Bankers and all arrears, the
hereditary Excise should, after the 26th of December 1601, be charged with
annual sums equal to an interest of three per cent, till redeemed by payment of
one moiety of the principal sums. Hargrave's case of the Bankers, 1, 2,
3.
Upon perusing the whole of this case, these inferences naturally follow:-1st. That admitting the authority of that decision in its fullest extent, yet it is an authority only in respect to such cases, where letters patent from the crown have been granted for the payment of certain sums out of a particular revenue. 2nd. That such relief was grantable in the Exchequer, upon no other principle than that that Court had a right to direct the issues of the Exchequer as well after the money was deposited there as while (in the Exchequer language) it was in transitu. 3rd. That such an authority could not have been exercised by any other Court in Westminster-Hall, or by any Court that from its particular constitution had no controul over the revenues of the Kingdom. Lord C. J. Holt, and Lord Somers (though they differed in the main point) both agreed in that case, that the Court of King's bench could not send a writ to the Treasury. Hargrave's case, 45, 89. Consequently, no such remedy could, under any circumstances, I apprehend, be allowed in any of the American States, in none of which it is presumed any Court of Justice hath any express authority over the revenues of the State such as has been attributed to the Court of Exchequer in England.
The observations of Lord Somers, concerning the general remedy by petition to the King, have been extracted and referred to by some of the ablest law characters since; particularly by Lord C. Baron Comyns in his digest. *440 I shall, therefore, extract some of them, as he appears to have taken uncommon pains to collect all the material learning on the subject; and indeed is said to have expended several hundred pounds in the procuring of records relative to their case. Hargrave's preface to the case of the Bankers.
After citing many authorities, Lord Somers proceeds thus: 'By all these authorities, and by many others, which I could cite, both ancient and modern, it is plain, that if the subject was to recover a rent, or annuity, or other charge from the crown; whether it was a rent or annuity, originally granted by the King; or issuing out of lands, which by subsequent title came to be in the King's hands; in all cases the remedy to come at it was by petition to the person of the King: and no other method can be shown to have been practised at common law. Indeed I take it to be generally true, that in all cases where the subject is in the nature of a Plaintiff, to recover any thing from the King, his only remedy, at common law, is to sue by Petition to the person of the King. I say, where the subject comes as a Plaintiff. For, as I said before, when, upon a title found for the King by office, the subject comes in to traverse the King's title, or to show his own right, he comes in the nature of a Defendant; and is admitted to interplead in the case with the King in defense of his title, which otherwise would be defeated by finding the office. And to show that this was so, I would take notice of several instances. That, in cases of debts owing by the crown, the subject's remedy was by Petition, appears by Aynesham's case, Ryley, 251. which is a petition for 19. due for work done at Carnarvon castle. So Ryley 251. The executors of John Estrateling petition for 132. due to the testator for wages. The answer is remarkable; for there is a latitude taken, which will very well agree with the notion that is taken up in this case; Habeant bre. de liberate in Canc. thes. & camerar. de 32. in partem solutionis. So the case of Yerward de Galeys, for 56. Ryley 414. In like manner in the same book 253.33. Ed. I. several parties sue by petition for money and goods taken for the King's use; and also for wages due to them; and for debts owing to them by the King. The answer is, Rex ordinavit per concilium thesaurarii & baronum de scaecario, quod satisfiet iis quam citius fieri poterit; ita quod contertos se tenebunt. And this is an answer given to a petition presented to the King in Parliament; and therefore we have reason to conclude it to be warranted by law. They must be content, and they shall be paid, quam citius fieri poterit. The parties, in these cases, first go to the King by petition: it is by him they are sent to the Exchequer; and it is by writ under the great seal, that the Exchequer is impowered to act. *441
Nor can any such writ be found (unless in a very few instances, where it is mere matter of account) in which the Treasurer is not joined with the Barons. So far was it from being taken to be law at that time, that the Barons had any original power of paying the King's debts; or of commanding annuities, granted by the King or his progenitors, to be paid, when the person applied to them for such payment. But perhaps it may be objected, that it is not to be inferred, because petitions were brought in these cases, that therefore it was of necessity that the subject should pursue that course, and could take no other way. It might be reasonable to require from those who object thus, that they should produce some precedents at least, of another remedy taken. But I think there is a good answer to be given to this objection. All these petitions which I have mentioned, are after the Stat. 8 Ed. I. Ryley 442, where notice is taken that the business of Parliament is interrupted by a multitude of petitions, which might be redressed by the Chancellor and Justices. Wherefore it is thereby enacted, that petitions which touch the seal shall come first to the Chancellor; those which touch the Exchequer, to the Exchequer; and those which touch the Justices, or the law of the land, should come to the Justices; and if the business be so great, or st de grace that the Chancellor, or others, cannot do them without the King, then the petitions shall be brought before the King to know his pleasure; so that no petitions come before the King and his Council, but by the hands of the Chancellor, and other chief Ministers; that the King and his Council may attend the great affairs of the King's Realm, and his sovereign dominions.' This law being made; there is reason to conclude that all petitions brought before the King or Parliament after this time, and answered there, were brought according to the method of this law; and were of the nature of such petitions as ought to be brought before the person of the King. And that petitions did lie for a chattel, as well as for a freehold, does appear 37 Ass. pl ii. Bro. Pet. 17. If tenant by the statute merchant be ousted, he may have petition, and shall be restored. Vide 9 H.4.4. Bro. Pet. 9.9. H. 6. 21. Bro. Pet. 2. If the subject be ousted of his term, he shall have his petition. 7. H.7.ii. Of a chattel real a man shall have his petition of right, as of his freehold. 34. H. 6.51. Bro. Pet. 3. A man shall have a petition of right for goods and chattels, and the King indorses it in the usual form. It is said indeed, 1 H.7.3. Bro. Pet. 19. that a petition will not lie of a chattel. And. admitting there was any doubt as to that point, in the present suit we are in the case of a freehold.' Lord Somers's argument in Hargrave's case of the Bankers, 103 to 105.
The solitary case, noticed at the conclusion of Lord
Somers's argument, 'that a petition will not lie of a chattel,' certainly
*442
is deserving of no consideration, opposed to so many other instances
mentioned, and unrecognized (as I believe it is) by any other authority either
ancient or modern, whereas the contrary, it appears to me, has long been
received and established law. In Comyns's Dig. 4 Vol. 458. It is said expressly
'suit shall be to the King by petition, for goods as well as for land.'
He cites Staundf. Prar. 75. b. 72. b. for his authority, and takes no notice of
any authority to the contrary. The same doctrine is also laid down with equal
explicitness, and without noticing any distinction whatever, in Blackstone's
Commentaries, 3 Vol. 256. where he points out the petition of right as one of
the common law methods of obtaining possession or restitution from the crown,
either of real or personal property; and says expressly the petition of right
'is of use where the King is in full possession of any hereditaments or
chattels, and the petitioner suggests such a right as controverts the title of
the crown, grounded on facts disclosed in the petition itself.'
I leave out of the argument, from which I have made so long a quotation, every thing concerning the restriction on the Exchequer, so far as it concerned the case then before the Court, as Lord Somers (although more perhaps by weight of authority than reasoning) was over-ruled in that particular. As to all others I consider the authorities on which he relied, and his deduction from them, to be unimpeached. Blackstone, in the first volume of his commentaries (p. 203), speaking of demands in point of property, upon the King, states the general remedy thus:- 'If any person has, in point of property, a just demand upon the King, he must petition him in his Court of Chancery, where his Chancellor will administer right, as a matter of grace, though not upon compulsion. (For which he cites Finch L. 255.) 'And this is exactly consonant to what is laid down by the writers on natural law. A subject, say Puffendorf, so long as he continues a subject, hath no way to oblige his Prince to give him his due when he refuses it; though no wise Prince will ever refuse to stand to a lawful contract. And if the Prince gives the subject leave to enter an action against him upon such contract, in his own Courts, the action itself proceeds rather upon natural equity, than upon the municipal laws. For the end of such action is not to compel the Prince to observe the contract, but to pursuade him.'
It appears, that when a petition to the person of the King is properly presented, the usual way is for the King to indorse or underwrite, soit droit sait al partie, (let right be done to the party); upon which, unless the Attorney-General confesses the suggestion, a commission is issued to enquire into the truth of it; after the return of which, the King's attorney is at liberty to plead in bar, and the merits shall be determined upon issue or demurrer, as in suits between subject and subject. *443
If the Attorney-General confesses the suggestion there is no occasion for a commission, his admission of the truth of the facts being equally conclusive as if they had been found by a jury. See 3 Blackstone's Commentaries 256. and 4 Com. Dig. 458. and the authorities there cited. Though the above mentioned indorsement be the usual one, Lord Somers, in the course of his voluminous search, discovered a variety of other answers to what he considered were unquestionable petitions of right; in respect to which he observes: 'The truth is, the manner of answering petitions to the person of the King was very various; which variety did sometimes arise from the conslusion of the party's petition; sometimes from the nature of the thing; and sometimes from favour to the person; and according as the indorsement was, the party was sent into Chancery, or the other Courts. If the indorsement was general, soit droit fait al partie, it must be delivered to the Chancellor of England, and then a commission was to go to find the right of the party; and that being found, so that there was a record so rhim, thus warranted, he is let in to interplead with the King: but if the indorsement was special, then the proceeding was to be according to the indorsement in any other Court.
This is fully explained by Stamford (Staundfort) in his treatise of the
Prerog. c. 22. The case Mich. 10 H. 4.4.no. 8. is full as to this matter. The
King recovers in a Quare impedit by default against one who was never summoned;
the party cannot have a writ of deceit without a petition. If then, says the
book, he concludes his petition generally 'que le Roy lui face droit' (that the
King will cause right to be done) and the answer be general, it must go into the
Chancery, that the right may inquired of by commission; and, upon the inquest
found, an original writ must be directed to the Justices to examine the deceit;
otherwise, the Justices, before whom the suit was, cannot meddle: But if he
conclude his petition especially, that it may please his Highness to command his
Justices to proceed to the examination, and the indorsement be
accordingly, that had given the Justices a jurisdiction. They might in such case
have proceeded upon the petition without any commission, or any writ to be sued
out; the petition and answer indorsed giving a sufficient jurisdiction to the
Court to which it was directed. And as the book I have mentioned proves this, so
many other authorities may be cited.' He accordingly mentions many other
instances, immaterial to be recited here, particularly remarking a very
extraordinary difference in the case belonging to the revenue, in regard to
which he said, he thought there was not an instance to be found where petitions
were answered, soit droit fait aux parties (let right be done *444
to the
parties): The usual reference appears to have been to the Treasurer and Barons,
commanding them to do justice: Sometimes a writ under the great seal was
directed to be issued to them for that purpose: Sometimes a writ from the
Chancery directing payment of money immediately, without taking notice of the
Barons. And other varieties appear to have taken place. See Hargrave's case of
the Bankers, p. 73, & seq. But in all cases of petition of right, of
whatever nature is the demand, I think it is clear beyond all doubt, that there
must be some indorsement or order of the King himself to warrant any further
proceedings. The remedy, in the language of Blackstone, being a matter of grace,
and not on compulsion.
In a very late case in England, this point was
incidentally discussed. The case I refer to, is the case of Macbeath against
Haldimand, reported first Durnford & East 172. The action was
against the Defendant, for goods furnished by the Defendant's order in Canada,
when the Defendant was Governor of Quebec. The defence was, that the Plaintiff
was employed by the Defendant in his official capacity, and not upon his
personal credit, and that the goods being therefore furnished for the use of
Government, and the Defendant not having undertaken personally to pay, he was
not liable. This defence was set up at the trial on the plea of the general
issue, and the Jury, by Judge Buller's direction, found a verdict for the
Defendant. Upon a motion for a new trial he reported particularly all the facts
given in evidence, and said his opinion had been at the trial that the Plaintiff
should be non-suited; 'but the Plaintiff's counsel appearing for their client,
when he was called, he left the question to the Jury, telling them that they
were bound to find for the Defendant in point of law. And upon their asking him
whether, in the event of the Defendant not being liable, any other person was,
he told them, that was no part of their consideration, but being willing to give
them any information, he added, that he was of opinion, that if the Plaintiff's
demands were just, his proper remedy was by a Petition of right to the crown. On
which they found a verdict for the Defendant. The rule for granting a new trial
was moved for, on the misdirection of two points. 1st. That the Defendant had by
his own conduct made himself liable, which question should have been left to the
Jury. 2ndly. That the Plaintiff had no remedy against the crown by a Petition of
right, on the supposition of which the Jury had been induced to give
their verdict.' 'Lord Mansfield, Chief Justice, now declared, that the Court did
not feel it necessary for them to give any opinion on the second ground. His
Lordship said that great difference had arisen since the revolution with respect
to the expenditure of the public money. Before that period, all the public
supplies were given to the King, who in *445
his individual capacity
contracted for all expenses. He alone had the disposition of the public money.
But since that time the supplies had been appropriated by Parliament to
particular purposes, and now, whoever advances money for the public service
trusts to the faith of Parliament. That according to the tenor of Lord Somers's
argument in the Bankers case, though a Petition of right would lie, yet it would
probably produce no effect. No benefit was ever derived from it in the Bankers
case; and Parliament was afterwards obliged to provide a particular fund for the
payment of those debts. Whether, however, this alteration in the mode of
distributing the supplies had made any difference in the law upon this subject,
it was unnecessary to determine; at any rate, if there were a recovery against
the crown, application must be made to Parliament, and it would come under the
head of supplies for the year.' The motion was afterwards argued on the other
ground (with which I have at present nothing to do) and rejected.
In the old authorities, there does not appear any distinction between debts that might be contracted personally by the King, for his own private use, and such as he contracted in his political capacity for the service of the kingdom. As he had however then fixed and independent revenues, upon which depended the ordinary support of Government, as well as the expenditure for his own private occasions, probably no material distinction at that time existed, or could easily be made. A very important distinction may however perhaps now subsist between the two cases, for the reasons intimated by Lord Mansfield; since the whole support of Government depends now on Parliamentary provisions, and, except in the case of the civil list, those for the most part annual.
Thus, it
appears, that in England even in case of a private debt contracted by the King,
in his own person, there is no remedy but by petition, which must receive his
express sanction, otherwise there can be no proceeding upon it. If the debt
contracted be avowedly for the public uses of Government, it is at least
doubtful whether that remedy will lie, and if it will, it remains afterwards in
the power of Parliament to provide for it or not among the current supplies of
the year.
Now let us consider the case of a debt due from a State. None can,
I apprehend, be directly claimed but in the following instances. 1st. In case of
a contract with the Legislature itself. 2nd. In case of a contract with the
Executive, or any other person, in consequence of an express authority from the
Legislature. 3rd. In case of a contract with the Executive without any special
authority. In the first and second cases, the contract is evidently made on the
public faith alone. Every man must know that no suit can lie against a
Legislative body. *446 His only dependence therefore can be, that the
Legislature on principles of public duty, will make a provision for the
execution of their own contracts, and if that fails, whatever reproach the
Legislature may incur, the case is certainly without remedy in any of the Courts
of the State. It never was pretended, even in the case of the crown in England,
that if any contract was made with Parliament, or with the crown by virtue of an
authority from Parliament, that a Petition to the crown would in such case lie.
In the third case, a contract with the Governor of a State without any special
authority. This case is entirely different from such a contract made with the
crown in England. The crown there has very high prerogatives, in many instances
is a kind of trustee for the public interest, in all cases represents the
sovereignty of the Kingdom, and is the only authority which can sue or be sued
in any manner on behalf of the Kingdom in any Court of Justice. A Governor of a
State is a mere Executive officer; his general authority very narrowly limited
by the Constitution of the State; with no undefined or disputable prerogatives;
without power to effect one shilling of the public money, but as he is
authorised under the Constitution, or by a particular law; having no colour to
represent the sovereignty of the State, so as to bind it in any manner to its
prejudice, unless specially authorised thereto. And therefore all who contract
with him do it at their own peril, and are bound to see (or take the
consequence of their own indiscretion) that he has strict authority for any
contract he makes. Of course such contract when so authorised will come within
the description I mentioned of cases where public faith alone is the ground of
relief, and the Legislative body the only one that can afford a remedy, which
from the very nature of it must be the effect of its discretion, and not of any
compulsory process. If however any such cases were similar to those which would
entitle a party to relief by petition to the King in England, that Petition
being only presentable to him as he is the sovereign of the Kingdom, so far as
analogy is to take place, such Petition in a State could only be presented to
the sovereign power, which surely the Governor is not. The only constituted
authority to which such an application could with any propriety be made, must
undoubtedly be the Legislature, whose express consent, upon the principle of
analogy, would be necessary to any further proceeding. So that this brings us
(though by a different route) to the same goal; The discretion and good faith of
the Legislative body.
There is no other part of the common law, besides that which I have considered, which can by any person be pretended in any manner to apply to this case, but that which concerns corporations. The applicability of this, the Attorney-General, with great candour, has expressly waved. *447 But as it may be urged on other occasions, and as I wish to give the fullest satisfaction, I will say a few words to that doctrine.
Suppose, therefore, it should be objected, that the reasoning I have now used is not conclusive, because, inasmuch as a State is made subject to the judicial power of Congress, its sovereignty must not stand in the way of the proper exercise of that power, and, therefore, in all such cases (though in no other) a State can only be considered as a subordinate corporation merely. I answer, 1st. That this construction can only be allowed, at the utmost, upon the supposition that the judicial authority of the United States, as it respects States, cannot be effectuated, without proceeding against them in that light: a position I by no means admit. 2nd. That according to the principles I have supported in this argument, admitting that States ought to be so considered for that purpose, an act of the Legislature is necessary to give effect to such a construction, unless the old doctrine concerning corporations will naturally apply to this particular case. 3rd. That as it is evident the act of Congress has not made any special provision in this case, grounded on any such construction, so it is to my mind perfectly clear that we have no authority, upon any supposed analogy between the two cases, to apply the common doctrine concerning corporations, to the important case now before the Court. I take it for granted, that when any part of an antient law is to be applied to a new case the circumstances of the new case must agree in all essential points with the circumstances of the old cases to which that antient law was formerly appropriated. Now there are, in my opinion, the most essential differences between the old cases of corporations to which the law intimated has reference, and the great and extraordinary case of States separately possessing, as to everything simply relating to themselves, the fullest powers of sovereignty, and yet in some other defined particulars subject to a superior power composed out of themselves for the common welfare of the whole. The only law concerning corporations, to which I conceive the least reference is to be had, is the common law of England on that subject. I need not repeat the observations I made in respect to the operation of that law in this country. The word 'corporations,' in its largest sense, has a more extensive meaning than people generally are aware of. Any body politic (sole or aggregate) whether its power be restricted or transcendant, is in this sense 'a corporation.' The King, accordingly, in England is called a corporation. 10 Co. 29. b. So also, by a very respectable author (Sheppard, in his abridgement, 1 Vol. 431.) is the Parliament itself. In this extensive sense, not only each State singly, but even the United States may without impropriety be termed 'corporations.' *448 I have, therefore, in contradistinction to this large and indefinite term, used the term 'subordinate corporations,' meaning to refer to such only (as alone capable of the slightest application, for the purpose of the objection) whose creation and whose powers are limited by law.
The differences between such corporations, and the several States in the Union, as relative to the general Government, are very obvious in the following particulars.
1st. A corporation is a mere creature of the King, or of Parliament; very rarely of the latter; most usually of the former only. It owes its existence, its name, and its laws, (except such laws as are necessarily incident to all corporations merely as such) to the authority which create it. A State does not owe its origin to the Government of the United States, in the highest or in any of its branches. It was in existence before it. It derives its authority from the same pure and sacred source as itself: The voluntary and deliberate choice of the people.
2nd. A corporation can do no act but what is subject to the revision either of a Court of Justice, or of some other authority within the Government. A State is altogether exempt from the jurisdiction of the Courts of the United States, or from any other exterior authority, unless, in the special instances where the general Government has power derived from the Constitution itself.
3rd. A corporation is altogether dependant on that
Government to which it owes its existence. Its charter may be forfeited by
abuse. Its authority may be annihilated, without abuse, by an act of the
Legislative body. A State, though subject in certain specified particulars to
the authority of the Government of the United States, is in every other respect
totally independent upon it. The people of the State created, the people of the
State can only change, its Constitution. Upon this power there is no other
limitation but that imposed by the Constitution of the United States; that it
must be of the Republican form. I omit minuter distinctions. These
are so palpable, that I never can admit that a system of law calculated for one
of these cases is to be applied, as a matter of course, to the other, without
admitting (as I conceive) that the distinct boundaries of law and Legislation
may be confounded, in a manner that would make Courts arbitrary, and in effect
makers of a new law, instead of being (as certainly they alone ought to be)
expositors of an existing one. If still it should be insisted, that though a
State cannot be considered upon the same footing as the municipal corporations I
have been considering, yet, as relative to the powers of the General Government
it must be deemed in some measure dependent; admitting that to be the case
(which to be sure is, so far as the necessary execution of the powers of the
General Government extends) yet in whatever character this may place a State,
this can only afford a reason for a new law, *449
calculated to effectuate
the powers of the General Government in this new case: But it affords no reason
whatever for the Court admitting a new action to fit a case, to which no old
ones apply, when the application of law, not the making of it, is the sole
province of the Court.
I have now, I think, established the following
particulars. 1st. That the Constitution, so far as it respects the judicial
authority, can only be carried into effect by acts of the Legislature appointing
Courts, and prescribing their methods of proceeding. 2nd. That Congress has
provided no new law in regard to this case, but expressly referred us to the
old. 3rd. That there are no
principles of the old law, to which, we must
have recourse, that in any manner authorise the present suit, either by
precedent or by analogy. The consequence of which, in my opinion, clearly is,
that the suit in question cannot be maintained, nor, of course, the motion made
upon it be complied with.
From the manner in which I have viewed this subject, so different from that in which it has been contemplated by the Attorney General, it is evident, that I have not had occasion to notice many arguments offered by the Attorney General, which certainly were very proper, as to his extended view of the case, but do not affect mine. No part of the Law of Nations can apply to this case, as I apprehend, but that part which is termed 'The Conventional Law of Nations;' nor can this any otherwise apply than as furnishing rules of interpretation, since unquestionably the people of the United States had a right to form what kind of union, and upon what terms they pleased, without reference to any former examples. If upon a fair construction of the Constitution of the United States, the power contended for really exists, it undoubtedly may be exercised, though it be a power of the first impression. If it does not exist, upon that authority, ten thousand examples of similar powers would not warrant its assumption. So far as this great question affects the Constitution itself, if the present afforded, consistently with the particular grounds of my opinion, a proper occasion for a decision upon it, I would not shrink from its discussion. But it is of extreme moment that no Judge should rashly commit himself upon important questions, which it is unnecessary for him to decide. My opinion being, that even if the Constitution would admit of the exercise of such a power, a new law is necessary for the purpose, since no part of the existing law applies, this alone is sufficient to justify my determination in the present case. So much, however, has been said on the Constitution, that it may not be improper to intimate that my present opinion is strongly against any construction of it, which will admit, under any circumstances, a compulsive suit against a State for the recovery of money. *450
I think every word in the Constitution may have its full effect without
involving this consequence, and that nothing but express words, or an
insurmountable implication (neither of which I consider, can be found in this
case) would authorise the deduction of so high a power. This opinion I hold,
however, with all the reserve proper for one, which, according to my sentiments
in this case, may be deemed in some measure extra-judicial. With regard to the
policy of maintaining such suits, that is not for this Court to consider, unless
the point in all other respects was very doubtful. Policy might then be argued
from with a view to preponderate the judgment. Upon the question before us, I
have no doubt. I have therefore nothing to do with the policy. But I confess, if
I was at liberty to speak on that subject, my opinion on the policy of the case
would also differ from that of the Attorney General. It is, however, a delicate
topic. I pray to God, that if the Attorney General's doctrine, as to the law, be
established by the judgment of this Court, all the good he predicts from
it may take place, and none of the evils with which, I have the concern to say,
it appears to me to be pregnant.
Blair, Justice.
In considering
this important case, I have thought it best to pass over all the strictures
which have been made on the various )european confederations; because, as, on
the one hand, their likeness to our own is not sufficiently close to justify any
analogical application; so, on the other, they are utterly destitute of any
binding authority here. The Constitution of the United States is the only
fountain from which I shall draw; the only authority to which I shall appeal.
Whatever be the true language of that, it is obligatory upon every member of the
Union; for, no State could have become a member, but by an adoption of it by the
people of that State. What then do we find there requiring the submission of
individual States to the judicial authority of the United States? This is
expressly extended, among other things, to controversies between a State and
citizens of another State. Is then the case before us one of that description?
Undoubtedly it is, unless it may be a sufficient denial to say, that it is a
controversy between a citizen of one State and another State. Can this change of
order be an essential change in the thing intended? And is this alone a
sufficient ground from which to conclude, that the jurisdiction of this Court
reaches the case where a State is Plaintiff, but not where it is Defendant? In
this latter case, should any man be asked, whether it was not a controversy
between a State and citizen of another State, must not the answer be in the
affirmative? A dispute between A. and B. as surely a dispute between B. and A.
Both cases, I have no doubt, were intended; and probably the State was first
named, in respect to the dignity of a State. *451 But that
very dignity seems to have been thought a sufficient reason for confining the
sense to the case where a State is plaintiff. It is, however, a sufficient
answer to say, that our Constitution most certainly contemplates, in another
branch of the cases enumerated, the maintaining a jurisdiction against a State,
as Defendant; this is unequivocally asserted when the judicial power of the
United States is extended to controversies between two or more States; for
there, a State must, of necessity, be a Defendant. It is extended also, to
controversies between a State and foreign States; and if the argument taken from
the order of designation were good, it would be meant here, that this Court
might have cognizance of a suit, where a State is Plaintiff, and some foreign
State a Defendant, but not where a foreign State brings a suit against a State.
This, however, not to mention that the instances may rarely occur, when a State
may have an opportunity of suing in the American Courts a foreign State, seems
to lose sight of the policy which, no doubt, suggested this provision, viz. That no State in the Union should, by withholding justice, have it in its
power to embroil the whole confederacy in disputes of another nature. But if a
foreign State, though last named, may, nevertheless, be a Plaintiff against an
individual State, how can it be said, that a controversy between a State and a
citizen of another State means, from the mere force of the order of the words,
only such cases where a State is Plaintiff? After describing, generally, the
judicial powers of the United States, the Constitution goes on to speak of it
distributively, and gives to the Supreme Court original jurisdiction, among
other instances, in the case where a State shall be a party; but is not a State
a party as well in the condition of a Defendant as in that of a Plaintiff? And
is the whole force of that expression satisfied by confining its meaning to the
case of a Plaintiff-State? It seems to me, that if this Court should refuse to
hold jurisdiction of a case where a State is Defendant, it would renounce part
of the authority conferred, and, consequently, part of the duty imposed on it by
the Constitution; because it would be a refusal to take cognizance of a case
where a State is a party. Nor does the jurisdiction of this Court, in relation
to a State, seem to me to be questionable, on the ground that Congress has not
provided any form of execution, or pointed out any mode of making the judgment
against a State effectual; the argument ab in utili may weigh much in cases
depending upon the construction of doubtful Legislative acts, but can have no force, I think, against the clear and positive directions of an
act of Congress and of the Constitution. Let us go on as far as we can; and if,
at the end of the business, notwithstanding the powers given us in the 14th
section *452
of the judicial law, we meet difficulties insurmountable to us,
we must leave it to those departments of Government which have higher powers; to
which, however, there may be no necessity to have recourse: Is it altogether a
vain expectation, that a State may have other motives than such as arise from
the apprehension of coercion, to carry into execution a judgment of the Supreme
Court of the United States, though not conformable to their own ideas of
justice? Besides, this argument takes it for granted, that the judgment of the
Court will be against the State; it possibly may be in favor of the State; and
the difficulty vanishes. Should judgment be given against the Plaintiff, could
it be said to be void, because extra-judicial? If the Plaintiff, grounding
himself upon that notion, should renew his suit against the State, in any mode
in which she may permit herself to be sued in her own Courts, would the Attorney
General for the State be obliged to go again into the merits of the case,
because the matter, when here, was coram non justice? Might he not rely upon the
judgment given by this Court in bar of the new suit? To me it seems clear that
he might. And if a State may be brought before this Court, as a Defendant, I see
no reason for confining the Plaintiff to proceed by way of petition; indeed there would even seem to be an impropriety in
proceeding in that mode. When sovereigns are sued in their own Courts, such a
method may have been established as the most respectful form of demand; but we
are not now in a State-Court; and if sovereignty be an exemption from suit in
any other than the sovereign's own Courts, it follows that when a State, by
adopting the Constitution, has agreed to be amenable to the judicial power of
the United States, she has, in that respect, given up her right of
sovereignty.
With respect to the service of the summons to appear, the manner in which it has been served seems to be as proper as any which could be devised for the purpose of giving notice of the suit, which is the end proposed by it, the Governor being the head of the Executive Department, and the Attorney General the law-officer, who generally represents the State in legal proceedings: And this mode is the less liable to exception, when it is considered, that in the suit brought in this Court by the State of Georgia against Brailsford [FN*] and others, it is conceived in the name of the Governor in behalf of the State. If the opinion which I have delivered, respecting the liability of a State to be sued in this Court, should be the opinion of the Court, it will come in course to consider, what is the proper step to be taken for inducing appearance, none having been yet entered in behalf of the Defendant. A judgment by default, in the present stage of the business, and writ of enquiry of damages, would be too precipitate in any case, and too incompatible with the dignity of a State in this. Farther opportunity of appearing to defend the suit ought to be given. *453
The conditional order moved for
the last term, the consideration of which was deferred to this, seems to me to
be a very proper mode; it will warn the State of the meditated consequence of a
refusal to appear, and give an opportunity for more deliberate consideration.
The order, I think, should be thus: 'Ordered, that unless the State of Georgia
should, after due notice of this order, by a service thereof upon the Governor
and Attorney General of the said State, cause an appearance to be entered in
behalf of the State, on the 5th day of the next Term, or then shew cause to the
contrary, judgment be then entered up against the State, and a writ of enquiry
of damages be awarded.'
FN* Ant. p.
Wilson,
Justice.
This is a case of uncommon magnitude. One of the parties to it is a State; certainly respectable, claiming to be sovereign. The question to be determined is, whether this State, so respectable, and whose claim soars so high, is amenable to the jurisdiction of the Supreme Court of the United States? This question, important in itself, will depend on others, more important still; and, may, perhaps, be ultimately resolved into one, no less radical than this 'do the people of the United States form a Nation?'
A cause so conspicuous and interesting, should be carefully and accurately viewed from every possible point of sight. I shall examine it; 1st. By the principles of general jurisprudence. 2nd. By the laws and practice of particular States and Kingdoms. From the law of nations little or no illustration of this subject can be expected. By that law the several States and Governments spread over our globe, are considered as forming a society, not a NATION. It has only been by a very few comprehensive minds, such as those of Elizabeth and the Fourth Henry, that this last great idea has been even contemplated. 3rdly. and chiefly, I shall examine the important question before us, by the Constitution of the United States, and the legitimate result of that valuable instrument.
1. I
am, first, to examine this question by the principles of general jurisprudence.
What I shall say upon this head, I introduce by the observation of an original
and profound writer, who, in the philosophy of mind, and all the sciences
attendant on this prime one, has formed an era not less remarkable, and far more
illustrious, than that formed by the justly celebrated Bacon, in another
science, not prosecuted with less ability, but less dignified as to its object; I mean the philosophy of matter. Dr. Reid, in his excellent
enquiry into the human mind, on the principles of common sense, speaking of the
sceptical and illiberal *454
philosophy, which under bold, but false,
pretentions to liberality, prevailed in many parts of Europe before he wrote,
makes the following judicious remark: 'The language of philosophers, with regard
to the original faculties of the mind, is so adapted to the prevailing system,
that it cannot fit any other; like a coat that fits the man for whom it was
made, and shews him to advantage, which yet will fit very aukward upon one of a
different make, although as handsome and well proportioned. It is hardly
possible to make any innovation in our philosophy concerning the mind and its
operations, without using new words and phrases, or giving a different meaning
to those that are received.' With equal propriety may this solid remark be
applied to the great subject, on the principles of which the decision of this
Court is to be founded. The perverted use of genus and species in logic, and of
impressions and ideas in metaphysics, have never done mischief so extensive or
so practically pernicious, as has been done by States and sovereigns, in
politics and jurisprudence; in the politics and jurisprudence even of those, who
wished and meant to be free. In the place of those expressions I intend not to
substitute new ones; but the expressions themselves I shall certainly use for
purposes different from those, for which hitherto they have been frequently
used; and one of them I shall apply to an object still more
different from that, to which it has hitherto been more frequently, I may say
almost universally, applied. In these purposes, and in this application, I shall
be justified by example the most splendid, and by authority the most binding;
the example of the most refined as well as the most free nation known to
antiquity; and the authority of one of the best Constitutions known to modern
times. With regard to one of the terms State this authority is declared: With
regard to the other sovereign the authority is implied only: But it is equally
strong: For, in an instrument well drawn, as in a poem well composed, mence is
sometimes most expressive.
To the Constitution of the United States the term SOVEREIGN, is totally unknown. There is but one place where it could have been used with propriety. But, even in that place it would not, perhaps, have comported with the delicacy of those, who ordained and established that Constitution. They might have announced themselves 'SOVEREIGN' people of the United States: But serenely conscious of the fact, they avoided the ostentatious declaration.
Having thus avowed my disapprobation of the purposes, for which
the terms, State and sovereign, are frequently used, and of the object, to which
the application of the last of them is almost universally made; it is now proper
that I should disclose the meaning, which I assign to both, and the application, which I make of the latter.
*455 In doing this, I
shall have occasion incidently to evince, how true it is, that States and
Governments were made for man; and, at the same time, how true it is, that his
creatures and servants have first deceived, next vilified, and, at last,
oppressed their master and maker.
Man, fearfully and wonderfully made, is the
workmanship of his all perfect Creator: A State; useful and valuable as the
contrivance is, is the inferior contrivance of man; and from his native dignity
derives all its acquired importance. When I speak of a State as an inferior
contrivance, I mean that it is a contrivance inferior only to that, which is
divine: Of all human contrivances, it is certainly most transcendantly
excellent. It is concerning this contrivance that Gicero says so sublimely,
'Nothing, which is exhibited upon our globe, is more acceptable to that
divinity, which governs the whole universe, than those communities and
assemblages of men, which, lawfully associated, are denominated States
[FN*]'.
FN* Som, Sup. c. 3.
Let a State be considered as
subordinate to the People: But let every thing else be subordinate to the State.
The latter part of this position is equally necessary with the former. For in
the practice, and even at length, in the science of politics there has very
frequently been a strong current against the natural order of things, and an
inconsiderate or an interested disposition to sacrifice the end to the means. As
the State has claimed precedence of the people; so, in the same inverted course
of things, the Government has often claimed precedence of the State; and to this
perversion in the second degree, many of the volumes of confusion concerning
sovereignty owe their existence. The ministers, dignified very properly by the
appellation of the magistrates, have wished, and have succeeded in their wish,
to be considered as the sovereigns of the State. This second degree of
perversion is confined to the old world, and begins to diminish, even there: but
the first degree is still too prevalent, even in the several States, of which
our union is composed. By a State I mean, a complete body of free persons united
together for their common benefit, to enjoy peaceably what is their own, and to
do justice to others. It is an artificial person. It has its affairs and its
interests: It has its rules: It has its rights: And it has its obligations. It
may acquire property distinct from that of its members: It may incur debts to be
discharged out of the public stock, not out of the private fortunes of
individuals. It may be bound by contracts; and for damages arising from the
breach of those contracts. *456 In all our contemplations, however, concerning
this feigned and artificial person, we should never forget, that, in truth and
nature, those, who think and speak, and act, are men.
Is the foregoing
description of a State a true description? It will not be questioned but it is.
Is there any part of this description, which intimates, in the remotest manner,
that a State, any more than the men who compose it, ought not to do justice and
fulfil engagements? It will not be pretended that there is. If justice is not
done; if engagements are not fulfilled; is it upon general principles of right,
less proper, in the case of a great number, than in the case of an individual,
to secure, by compulsion, that, which will not be voluntarily performed? Less
proper it surely cannotbe. The only reason, I believe, why a free man is bound
by human laws, is, that he binds himself. Upon the same principles, upon which
he becomes bound by the laws, he becomes amenable to the Courts of Justice,
which are formed and authorised by those laws.If one free man, an original
sovereign, may do all this; why may not an aggregate of free men, a collection
of original sovereigns, do this likewise? If the dignity of each singly is
undiminished; the dignity of all jointly must be unimpaired. A State, like a
merchant, makes a contract. A dishonest State, like a dishonest merchant,
wilfully refuses to discharge it: The latter is amenable to a Court of Justice:
Upon general principles of right, shall the former when summoned to answer the
fair demands of its creditor, be permitted, proteus-like, to
assume a new appearance, and to insult him and justice, by declaring I am a
Sovereign State? Surely not. Before a claim, so contrary, in it s first
appearance, to the general principles of right and equality, be sustained by a
just and impartial tribunal, the person, natural or artificial, entitled to make
such claim, should certainly be well known and authenticated. Who, or what, is a
sovereignty? What is his or its sovereignty? On this subject, the errors and the
mazes are endless and inexplicable. To enumerate all, therefore, will not be
expected: To take notice of some will be necessary to the full illustration of
the present important cause. In one sense, the term sovereign has for its
correlative, subject, In this sense, the term can receive no application; for it
has no object in the Constitution of the United States. Under that Constitution
there are citizens, but no subjects. 'Citizen of the United States [FN*]'.
'Citizens of another State.' 'Citizens of different States.' 'A State or citizen
thereof [FN*]'. The term, subject,occurs, indeed, once in the instrument; but to
mark the contrast strongly, the epithet 'foreign' [FN*] is prefixed. In this
sense, I presume the State of Georgia has no claim upon her own
citizens: In this sense, I am certain, she can have no claim upon the citizens
of another State.*457
FN* Art. 1. &. 2.
FN* Art.
3. s. 3.
FN* Art. 3. s. 3.
In another sense, according to
some writers [FN*], every State, which governs itself without any dependence on
another power, is a sovereign State. Whether, with regard to her own citizens,
this is the case of the State of Georgia; whether those citizens have done, as
the individuals of England are said, by their late instructors, to have done,
surrendered the Supreme Power to the State or Government, and reserved nothing
to themselves; or whether, like the people of other States, and of the United
States, the citizens of Georgia have reserved the Supreme Power in their own
hands; and on that Supreme Power have made the State dependent, instead of being
sovereign; these are questions, to which, as a Judge in this cause, I can
neither know nor suggest the proper answers; though, as a citizen of the Union,
I know, and am interested to know, that the most satisfactory answers can be
given. As a citizen, I know the Government of that State to be republican; and
my short definition of such a Government is, one constructed on this principle,
that the Supreme Power resides in the body of the people. As a Judge of this
Court, I know, and can decide upon the knowledge, that the
citizens of Georgia, when they acted upon the large scale of the Union, as a
part of the 'People of the United States,' did not surrender the Supreme or
Sovereign Power to that State; but, as to the purposes of the Union, retained it
to themselves. As to the purposes of the Union, therefore, Georgia is NOT a
sovereign State. If the Judicial decision of this case forms one of those
purposes; the allegation, that Georgia is a sovereign State, is unsupported by
the fact. Whether the judicial decision of this cause is, or is not, one of
those purposes, is a question which will be examined particularly in a
subsequent part of my argument.
FN* Vatt. B. 1. c. s. 4.
There
is a third sense, in which the term sovereign is frequently used, and which it
is very material to trace and explain, as it furnishes a basis for what I
presume to be one of the principal objections against the jurisdiction of this
Court over the State of Georgia. In this sense, sovereignty is derived from a
feudal source; and like many other parts of that system so degrading to man,
still retains its influence over our sentiments and conduct, though the cause,
by which that influence was produced, never extended to the American States. The
accurate and well informed President Henault, in his excellent chronological abridgment of the History of France, tells us, that,
about the end of the second race of Kings, a new kind of possession was
acquired, under the name of Fief. The Governors of Cities and Provinces usurped
equally the property of land, *458
and the administration of justice; and
established themselves as proprietary Seigniors over those places, in which they
had been only civil magistrates or military officers. By this means, there was
introduced into the State a new kind of authority, to which was assigned the
appellation of sovereignty [FN*]. In process of time the feudal system was
extended over France, and almost all the other nations of Europe: And every
Kingdom became, in fact, a large fief. Into England this system was introduced
by the conqueror: and to this era we may, probably, refer the English maxim,
that the King or sovereign is the fountain of Justice. But, in the case of the
King, the sovereignty had a double operation. While it vested him with
jurisdiction over others, it excluded all others from jurisdiction over him.
With regard to him, there was no superior power; and, consequently, on feudal
principles, no right of jurisdiction. ' [FN*]The law, says Sir William
Blackstone, ascribes to the King the attribute of sovereignty: he is sovereign
and independent within his own dominions; and owes no kind of objection to any
other potentate upon earth. Hence it is, that no suit or action can be brought
against the King, even in civil matters; because no Court can have jurisdiction over him: for all jurisdiction implies superiority of power.'
This last position is only a branch of a much more extensive principle, on which
a plan of systematic despotism has been lately formed in England, and prosecuted
with unwearied assiduity and care. Of this plan the author of the Commentaries
was, if not the introducer, at least the great supporter. He has been followed
in it by writers later and less known; and his doctrines have, both on the other
and this side of the Atlantic,been implicitly and generally received by those,
who neither examined their principles nor their consequences, The principle is,
that all human law must be prescribed by a superior. This principle I mean not
now to examine. Suffice it, at present to say, that another principle, very
different in its nature and operations, forms, in my judgment, the basis of
sound and genuine jurisprudence; laws derived from the pure source of equality
and justice must be founded on the CONSENT of those, whose obedience they
require. The sovereign, when traced to his source, must be found in the
man.
FN* 113.
FN* 1 Com. 241. 242.
I have now
fixed, in the scale of things, the grade of a State; and have described its composure: I have considered the nature of
sovereignty; and pointed its application to the proper object. I have examined
the question before us, by the principles of general jurisprudence. In those
principles I find nothing, which tends to evince an exemption of the State of
Georgia, from the jurisdiction of the Court. I find everything to have a
contrary tendency. *459
II. I am, in the second place, to examine this
question by the laws and practice of different States and Kingdoms. In ancient
Greece, as we learn from Isocrates, whole nations defended their rights before
crouded tribunals. Such occasions as these excited, we are told, all the powers
of persuasion; and the vehemence and enthusiasm of the sentiment was gradually
infused into the Grecian language, equally susceptible of strength and harmony.
In those days, law, liberty, and refining science, made their benign progress in
strict and graceful union: The rude and degrading league between the bar and
feudal barbarism was not yet formed.
When the laws and practice of particular
States have any application to the question before us; that application will
furnish what is called an argument a fortiori; because all the instances
produced will be instances of subjects instituting and supporting suits against
those, who were deemed their own sovereigns. These instances are stronger than
the present one; because between the present plaintiff and defendant no such
unequal relation is alledged to exist.
Columbus atchieved the
discovery of that country, which, perhaps, ought to bear his name. A contract
made by Columbus furnished the first precedent for supporting, in his discovered
country, the cause of injured merit against the claims and pretentions of
haughty and ungrateful power. His son Don Diego wasted two years in incessant,
but fruitless, solicitation at the Court of Spain, for the rights which
descended to him in consequence of his father's original capitulation. He
endeavoured, at length, to obtain, by a legal sentence, what he could not
procure from the favour of an interested Monarch. He commenced a suit against
Ferdinand before the Council, which managed Indian affairs; and that Court, with
integrity which reflects honour on their proceedings, decided against the King,
and sustained Don Diego's claim. [FN*]
FN* R. A. 231.
Other
States have instituted officers to judge the proceedings of their Kings: Of this
kind were the Ephori of Sparta: of this kind also was the mayor of the Palace,
and afterwards the constable of France. [FN*]
FN* Sid.
131.
But of all the laws and institutions relating to the present
question, none is so striking as that described by the famous Hottoman, in his
book entitled Francogallia. When the Spaniards of Arragon elect a King, they
represent a kind of play, and introduce a personage, whom they dignify by the
name of LAW, la Jusliza, of Arragon. This personage they declare, by a public
decree, to be greater and more powerful than their King; and then address him in
the following remarkable expressions. 'We, who are of as great worth as you, and
can do more *460
than you can do, elect you to be our King, upon the
conditions stipulated: But between you and us there is one of greater authority
than you.' [FN*]
FN* Hol. 71. Book 31.
In England, according
to Sir William Blackstone, no suit can be brought against the King, even in
civil matters. So, in that Kingdom, is the law, at this time, received. But it
was not always so. Under the Saxon Government, a very different doctrine was
held to be orthodox. Under that Government, as we are informed by the Mirror of
Justice, a book said, by Sir Edward Coke, to have been written,
in part, at least, before the conquest; under that Government it was ordained,
that the King's Court should be open to all Plaintiffs, by which, without delay,
they should have remedial writs, as well against the King or against the Queen,
as against any other of the people. [FN*] The law continued to be the same for
some centuries after the conquest. Until the time of Edward I. the King might
have been sued as a common person. The form of the process was even imperative.
'Pracipe Henrico Regi Anglia' etc. 'Command Henry King of )england' etc.
[FN*]Bracton, who wrote in the time of Henry III, uses these very remarkable
expressions concerning the King 'in justitia recipienda, minimo de regno suo
comparetur' 'in receiving justice, he should be placed on a level with the
meanest person in the Kingdom [FN*].' True it is, that now in England the King
must be sued in his Courts by petition, but even now, the difference is only in
the form, not in the thing. The judgments or decrees of those Courts will
substantially be the same upon a precatory as upon a mandatory process. In the
Courts of Justice, says, the very able author of the considerations on the laws
of forfeiture, the King enjoys many privileges; yet not to deter the subject
from contending with him freely [FN*]. The Judge of the High Court of Admiralty
in England made, in a very late cause, the following manly and independent
declaration. 'In any case, where the Crown is a party, it is to be observed,
that the Crown can no more withhold evidence of documents in its
possession, than a private person. If the Court thinks proper to order the
production of any public instrument; that order must be obeyed. It wants no
Insignia of an authority derived from the Crown [FN*].'
FN* Hol. 71. Book
31.
FN* 4 C. A. N. 487.
FN* Com. 104.
FN* Brac.
107. Com. 104.
FN* G. F. 124.
FN* Col. Jur.
68.
'Judges ought to know, that the poorest peasant is a man as well
as the King himself: all men ought to obtain justice; since in the estimation of
justice, all men are equal; whether the Prince complain of a peasant, or a
peasant complain of the Prince.' [FN*] These are the words of a King, of the
late Frederic of Prussia. In his Courts of Justice, that great man stood
his native greatness; and disdained to mount upon the
artificial stilts of sovereignty. *461
FN* War, 343.
Thus much
concerning the laws and practice of other States and Kingdoms. We see nothing
against, but much in favour of, the jurisdiction of this Court over the State of
Georgia, a party to this cause.
III. I am, thirdly, and chiefly, to examine
the important question now before us, by the Constitution of the United States,
and the legitimate result of that valuable instrument. Under this view, the
question is naturally subdivided into two others. 1. Could the Constitution of
the United States vest a jurisdiction over the State of Georgia? 2. Has that
Constitution vested such jurisdiction in this Court? I have already remarked,
that in the practice, and even in the science of politics, there has been
frequently a strong current against the natural order of things; and an
inconsiderate or an interested disposition to sacrifice the end to the means.
This remark deserves a more particular illustration. Even in almost every
nation, which has been denominated free, the state has assumed a supercilious
preeminence above the people, who have formed it: Hence the haughty
notions of state independence, state sovereignty and state supremacy. In
despotic Governments, the Government has usurped, in a similar manner, both upon
the state and the people: Hence all arbitrary doctrines and pretensions
concerning the Supreme, absolute, and incontrolable, power of Government. In
each, man is degraded from the prime rank, which he ought to hold in human
affairs: In the latter, the state as well as the man is degraded. Of both
degradations, striking instances occur in history, in politics, and in common
life. One of them is drawn from an anecdote, which is recorded concerning Louis
XIV. who has been stiled the grand Monarch of France. This Prince, who dissused
around him so much dazzling splendour, and so little vivifying heat, was
vitiated by that inverted manner of teaching and of thinking, which forms Kings
to be tyrants, without knowing or even suspecting that they are so. The
oppression, under which he held his subjects during the whole course of his long
reign, proceeded chiefly from the principles and habits of his erroneous
education. By these, he had been accustomed to consider his Kingdom as his
patrimony, and his power over his subjects as his rightful and undelegated
inheritance. These sentiments were so deeply and strongly imprinted on his mind,
that when one of his Ministers represented to him the miserable condition, to
which those subjects were reduced, and, in the course of his representation,
frequently used the word L'Etat, the state, the King, though he
felt the truth and approved the substance of all that was said, yet was shocked
at the frequent repetition of the expression L'Etat; and [*462] complained of
it is as an indecency offered to his person and character. And, indeed, that
Kings should imagine themselves the final causes, for which men were made, and
societies were formed, and Governments were instituted, will cease to be a
matter of wonder or surpise, when we find that lawyers, and statesmen, and
philosophers, have taught or favoured principles, which necessarily lead to the
same conclusion. Another instance, equally strong, but still more astonishing,
is drawn from the British Government, as described by Sir William Blackstone and
his followers. As described by him and them, the British is a despotic
Government. It is a Government without a people. In that Government, as so
described, the sovereignty is possessed by the Parliament: In the Parliament,
therefore, the supreme and absolute authority is vested: [FN*] In the Parliament
resides that incontrolable and despotic power, which, in all Governments, must
reside somewhere. The constituent parts of the Parliament are the King's
majesty, the Lord's Spiritual, the Lord's Temporal, and the Commons. The King
and these three Estates together form the great corporation or body politic of
the Kingdom. All these sentiments are found; the last expressions are found
verbatim [FN*] in the commentaries upon the laws of England. [FN*] The
Parliament form the great body politic of England! What, then, or
where, are the People? Nothing ! No where! They are not so much as even the
'baseless fabric of a vision!' From legal contemplation they totally disappear!
Am I not warranted in saying, that, if this is a just description; a Government,
so and justly so described, is a despotic Government? Whether this description
is or is not a just one, is question of very different import.
FN* 46-52.
147. 160-162.
FN* 155.
FN* 153.
In the United
States, and in the several States, which compose the Union, we go not so far:
but still we go one step farther than we ought to go in this unnatural and
inverted order of things. The states, rather than the People, for whose sakes
the States exist, are frequently the objects which attract and arrest our
principal attention. This, I believe, has produced much of the confusion and
perplexity, which have appeared in several proceedings and several publications
on state-politics, and on the politics, too, of the United States. Sentiments and expressions of this inaccurate kind
prevail in our common, even in our convivial, language. Is a toast asked? 'The
United States,' instead of the 'People of the United States,' is the toast
given. This is not politically correct. The toast is meant to present to view
the first great object in the Union: It presents only the second: It presents
only the artificial person, instead of the natural persons, who spoke it into
existence. A State I cheerfully fully *463
admit, is the noblest work of Man:
But, Man himself, free and honest, is, I speak as to this world, the noblest
work of God.
Concerning the prerogative of Kings, and concerning the
sovereignty of States, much has been said and written; but little has been said
and written concerning a subject much more dignified and important, the majesty
of the people. The mode of expression, which I would substitute in the place of
that generally used, is not only politically, but also (for between true liberty
and true taste there is a close alliance) classically more correct. On the
mention of Athens, a thousand refined and endearing associations rush at once
into the memory of the scholar, the philosopher, and the patriot. When Homer,
one of the most correct, as well as the oldest of human authorities, enumerates
the other nations of Greece, whose forces acted at the siege of Troy, he
arranges them under the names of their different Kings or Princes: But when he
comes to the Athenians, he distinguishes them by the peculiar
appellation of the PEOPLE [FN*] of Athens. The well known address used by
Demosthenes, when he harrangued and animated his assembled countrymen, was 'O
Men of Athens.' With the strictest propriety, therefore, classical and
political, our national scene opens with the most magnificent object, which the
nation could present. 'The PEOPLE of the United States' are the first personages
introduced. Who were those people? They were the citizens of thirteen States,
each of which had a separate Constitution and Government, and all of which were
connected together by articles of confederation. To the purposes of public
strength and felicity, that confederacy was totally inadequate. A requisition on
the several States terminated its Legislative authority: Executive or Judicial
authority it had none. In order, therefore, to form a more perfect union, to
establish justice, to ensure domestic tranquillity, to provide for common
defence, and to secure the blessings of liberty, those people, among whom were
the people of Georgia, ordained and established the present Constitution. By
that Constitution Legislative power is vested, Executive power is vested,
Judicial power is vested.
FN* Iliad, I., 2. v. 54.
<<triangle>>nuo?, Pol. 12. one of the words, of which democracy in
compounded.
The question now opens fairly to our
view, could the people of those States, among whom were those of Georgia, bind
those States, and Georgia among the others, by the Legislative, Executive, and
Judicial power so vested? If the principles, on which I have founded myself, are
just and true; this question must unavoidably receive an affirmative answer. If
those States were the work of those people; those people, and, that I may apply
the case closely, the people of Georgia, in particular, *464
could alter, as
they pleased, their former work: To any given degree, they could diminish as
well as enlarge it. Any or all of the former State-powers, they could extinguish
or transfer. The inference, which necessarily results, is, that the Constitution
ordained and established by those people; and, still closely to apply the case,
in particular by the people of Georgia, could vest jurisdiction or judicial
power over those States and over the State of Georgia in particular.
The next
question under this head, is, Has the Constitution done so? Did those people
mean to exercise this, their undoubted power? These questions may be resolved,
either by fair and conclusive deductions, or by direct and explicit
declarations. In order, ultimately, to discover, whether the people of the
United States intended to bind those States by the Judicial power vested by the
national Constitution, a previous enquiry will naturally be: Did those people intend to bind those states by the Legislative power vested by that
Constitution? The articles of confederation, it is well known, did not operate
upon individual citizens; but operated only upon states, This defect was
remedied by the national Constitution, which, as all allow, has an operation on
individual citizens. But if an opinion, which some seem to entertain, be just;
the defect remedied, on one side, was balanced by a defect introduced on the
other: For they seem to think, that the present Constitution operates only on
individual citizens, and not on States. This opinion, however, appears to be
altogether unfounded. When certain laws of the States are declared to be
'subject to the revision and controul of the Congress;' [FN*] it cannot, surely,
be contended that the Legislative power of the national Government was meant to
have no operation on the several States. The fact, uncontrovertibly established
in one instance, proves the principle in all other instances, to which the facts
will be found to apply. We may then infer, that the people of the United States
intended to bind the several States, by the Legislative power of the national
Government.
FN* 1. s. 10.
In order to make the discovery, at
which we ultimately aim, a second previous enquiry will
naturally be Did the people of the United States intend to bind the several
States by the Executive power of the national Government? The affirmative answer
to the former question directs, unavoidably, an affirmative answer to this. Ever
since the time of Bracton, his maxim, I believe, has been deemed a good one
'Supervacuum esset leges condere, nisi esset qui leges tueretur.' [FN*] 'It
would be superfluous to make laws, unless those laws, when made, were to be
enforced.' When the laws are plain, and the application of them is
uncontroverted, they are enforced immediately by theExecutive authority
of Government. *465
When the application of them is doubtful or intricate, the
interposition of the judicial authority becomes necessary. The same principle,
therefore, which directed us from the first to the second step, will direct us
from the second to the third and last step of our deduction. Fair and conclusive
deduction, then, evinces that the people of the United States did vest this
Court with jurisdiction over the State of Georgia. The same truth may be deduced
from the declared objects, and the general texture of the Constitution of the
United States. One of its declared objects is, to form an union more perfect,
than, before that time, had been formed. Before that time, the Union possessed
Legislative, but uninforced Legislative power over the States. Nothing could be
more natural than to intend that this Legislative power should be enforced by
powers Executive and Judicial. Another declared object is, 'to
establish justice.' This points, in a particular manner, to the Judicial
authority. And when we view this object in conjunction with the declaration,
'that no State shall pass a law impairing the obligation of contracts;' we shall
probably think, that this object points, in a particular manner, to the
jurisdiction of the Court over the several States. What good purpose could this
Constitutional provision secure, if a State might pass a law impairing the
obligation of its own contracts; and be amenable, for such a violation of right,
to no controuling judiciary power? We have seen, that on the principles of
general jurisprudence, a State, for the breach of a contract, may be liable for
damages. A third declared object is 'to ensure domestic tranquillity.' This
tranquillity is most likely to be disturbed by controversies between States.
These consequences will be most peaceably and effectually decided by the
establishment and by the exercise of a superintending judicial authority. By
such exercise and establishment, the law of nations; the rule between contending
States; will be enforced among the several States, in the same manner as
municipal law.
FN* Brac. 107.
Whoever considers, in a combined
and comprehensive view, the general texture of the Constitution,
will be satisfied, that the people of the United States intended to form
themselves into a nation for national purposes. They instituted, for such
purposes, a national Government, complete in all its parts, with powers
Legislative, Executive and Judiciary; and, in all those powers, extending over
the whole nation. Is it congruous, that, with regard to such purposes, any man
or body of men, any person natural or artificial, should be permitted to claim
successfully an entire exemption from the jurisdiction of the national
Government? Would not such claims, crowned with success, be repugnant to our
very existence as a nation? When *466
so many trains of deduction, coming
from different quarters, converge and unite, at last, in the same point; we may
safely conclude, as the legitimate result of this Constitution, that the State
of Georgia is amenable to the jurisdiction of this Court.
But, in my opinion,
this doctrine rests not upon the legitimate result of fair and conclusive
deduction from the Constitution: It is confirmed, beyond all doubt, by the
direct and explicit declaration of the Constitution itself. 'The judicial power
of the United States shall extend, to controversies between two States.' [FN*]
Two States are supposed to have a controversy between them: This controversy is
supposed to be brought before those vested with the judicial power of the United
States: Can the most consummate degree of professional ingenuity
devise a mode by which this 'controversy between two States? can be brought
before a Court of law; and yet neither of those States be a Defendant? 'The
judicial power of the United States shall extend to controversies, between a
state and citizens of another State.' Could the strictest legal language; could
even that language, which is peculiarly appropriated to an art, deemed, by a
great master, to be one of the most honorable, laudable, and profitable things
in our law; could this strict and appropriated language, describe, with more
precise accuracy, the cause now depending before the tribunal? Causes, and not
parties to causes, are weighed by justice, in her equal scales: On the former
solely, her attention is fixed: To the latter, she is, as she is painted,
blind.
FN* Art. 3. s. 2.
I have now tried this question by all
the touchstones, to which I proposed to apply it. I have examined it by the
principles of general jurisprudence; by the laws and practice of States and
Kingdoms; and by the Constitution of the United States. From all, the combined
inference is; that the action lies.
Cushing,
Justice.
The grand and principal question in this case is,
whether a State can, by the Federal Constitution, be sued by an individual
citizen of another State?
The point turns not upon the law or practice of
England, although perhaps it may be in some measure elucidated thereby, nor upon
the law of any other country whatever; but upon the Constitution established by
the people of the United States; and particularly upon the extent of powers
given to the Federal Judicial in the second section of the third article of the
Constitution. It is declared that 'the Judicial power shall extend to all cases
in law and equity arising under the Constitution, the laws of the United States,
or treaties made or which shall be made under their authority; to all cases
affecting ambassadors or other public ministers and consuls; to all cases of
admiralty and maritime jurisdiction; to controversies, to which the United
*467
States shall be a party; to controversies between two or more States and
citizens of another State; between citizens of different States; between
citizens of the same State claiming lands under grants of different States; and
between a State and citizens thereof and foreign States, citizens or subjects.'
The judicial power, then, is expressly extended to 'controversies between a
State and citizens of another State.' When a citizen makes a demand against a
State, of which he is not a citizen, it is as really a controversy between a
State and a citizen of another State, as if such State made a demand against
such citizen.
The case, then, seems clearly to fall within the
letter of the Constitution. It may be suggested that it could not be intended to
subject a State to be a Defendant, because it would effect the sovereignty of
States. If that be the case, what shall we do with the immediate preceding
clause; 'controversies between two or more States,' where a State must of
necessity be Defendant' If it was not the intent, in the very next clause also,
that a State might be made Defendant, why was it so expressed as naturally to
lead to and comprehend that idea? Why was not an exception made if one was
intended?
Again what are we to do with the last clause of the section of
judicial powers, viz. 'Controversies between a state, or the citizens thereof,
and foreign states or citizens?' Here again, States must be suable or liable to
be made Defendants by this clause, which has a similar mode of language with the
two other clauses I have remarked upon. For if the judicial power extends to a
controversy between one of the United States and a foreign State, as the clause
expresses, one of them must be Defendant. And then, what becomes of the
sovereignty of States as far as suing affects it? But although the words appear
reciprocally to affect the State here and a foreign State, and put them on the
same footing as far as may be, yet ingenuity may say, that the State here may
sue, but cannot be sued; but that the foreign State may be sued but cannot sue.
We may touch foreign sovereignties but not our own. But I conceive the reason of the thing, as well as the words of the Constitution, tend to
show that the Federal Judicial power extends to a suit brought by a foreign
State against any one of the United States. One design of the general Government
was for managing the great affairs of peace and war and the general defence;
which were impossible to be conducted, with safety, by the States separately.
Incident to these powers, and for preventing controversies between foreign
powers or citizens from rising to extremeties and to an appeal to the sword, a
national tribunal was necessary, amicably to decide them, and thus ward off such
fatal, public calamity. Thus, States at home and their citizens, and foreign
States and their citizens, are put together without *468
distinction upon the
same footing, as far as may be, as-to controversies between them. So also, with
respect to controversies between a State and citizens of another State (at home)
comparing all the clauses together, the remedy is reciprocal; the claim to
justice equal. As controversies between State and State, and between a State and
citizens of another State, might tend gradually to involve States in war and
bloodshed, a disinterested civil tribunal was intended to be instituted to
decide such controversies, and preserve peace and friendship. Further; if a
State is entitled to Justice in the Federal Court, against a citizen of another
State, why not such citizen against the State, when the same language equally
comprehends both? The rights of individuals and the justice due to them, are as dear and precious as those of States. Indeed the latter are founded
upon the former; and the great end and object of them must be to secure and
support the rights of individuals, or else vain is Government.
But still it may be insisted, that this will reduce States to mere corporations, and take away all sovereignty. As to corporations, all States whatever are corporations or bodies politic. The only question is, what are their powers? As to individual States and the United States, the Constitution marks the boundary of powers. Whatever power is deposited with the Union by the people for their own necessary security, is so far a curtailing of the power and prerogatives of States. This is, as it were, a self-evident proposition; at least it cannot be contested. Thus the power of declaring war, making peace, raising and supporting armies for public defence, levying duties, excises and taxes, if necessary, with many other powers, are lodged in Congress; and are a most essential abridgement of State sovereignty. Again; the restrictions upon States; 'No State shall enter into any treaty, alliance, or confederation, coin money, emit bills of credit, make any thing but gold and silver a tender in payment of debts, pass any law impairing the obligation of contracts;' these, with a number of others, are important restrictions of the power of States, and were thought necessary to maintain the Union; and to establish some fundamental uniform principles of public justice, throughout the whole Union. So that, I think, no argument of force can be taken from the sovereignty of States. Where it has been abridged, it was thought necessary for the greater indispensable good of the whole. If the Constitution is found inconvenient in practice in this or any other particular, it is well that a regular mode is pointed out for amendment. But, while it remains, all offices Legislative, Executive, and Judicial, both of the States and of the Union, are bound by oath to support it.*469
One other objection has been suggested, that if a State may be sued by a citizen of another State, then the United States may be sued by a citizen of any of the States, or, in other words, by any of their citizens. If this be a necessary consequence, it must be so. I doubt the consequence, from the different wording of the different clauses, connected with other reasons. When speaking of the United States, the Constitution says 'controversies to which the United States shall be a party' not controversies between the United States and any of their citizens. When speaking of States, it says, 'controversies between two or more states; between a state and citizens of another state.' As to reasons for citizens suing a different State, which do not hold equally good for suing the United States; one may be, that as controversies between a State and citizens of another State, might have a tendency to involve both States in contest, and perhaps in war, a common umpire to decide such controversies, may have a tendency to prevent the mischief. That an object of this kind was had in view by the framers of the Constitution, I have no doubt, when I consider the clashing interfering laws which were made in the neighbouring States, before the adoption of the Constitution, and some affecting the property of citizens of another State in a very different manner from that of their own citizens. But I do not think it necessary to enter fully into the question, whether the United States are liable to be sued by an individual citizen? In order to decide the point before us. Upon the whole, I am of opinion, that the Constitution warrants a suit again a State, by an individual citizen of another State.
A second question made in the case was, whether the particular action of assumpsit could lie against a State? I think assumpsit will lie, if any suit; provided a State is capable of contracting.
The third question respects the
competency of service, which I apprehend is good and proper; the service being
by summons and notifying the suit to the Governor and the Attorney General; the
Governor, who is the Supreme Executive Magistrate and representative of the
State, who is bound by oath to defend the State, and by the Constitution to give
information to the Legislature of all important matters which concern the
interest of the State; the Attorney General who is bound to defend the interest
of the State in Courts of Law.
Jay, Chief Justice.
The
question we are now to decide has been accurately stated, viz. Is a State suable
by individual citizens of another State?
It is said, that Georgia refuses to
appear and answer to the Plaintiff in this action, because she is a sovereign
State, and therefore not liable to such actions. In order to ascertain the
merits *470
of this objection, let us enquire, 1st. In what sense Georgia is
a sovereign State. 2nd. Whether suability is incompatable with such sovereignty.
3rd. Whether the Constitution (to which Georgia is a party) authorises such an
action against her.
Suability and suable are words not in common use, but
they concisely and correctly convey the idea annexed to them.
1st. In
determining the sense in which Georgia is a sovereign State, it may be useful to
turn our attention to the political situation we were in, prior to the
Revolution, and to the political rights which emerged from the Revolution. All
the country now possessed by the United States was then a part of the dominions
appertaining to the crown of Great Britain. Every acre of land in this country
was then held mediately or immediately by grants from that crown. All the people
of this country were then, subjects of the King of Great Britain, and owed
allegiance to him; and all the civil authority then existing or exercised here,
flowed from the head of the British Empire. They were in strict
sense fellow subjects, and in a variety of respects one people. When the
Revolution commenced, the patriots did not assert that only the same affinity
and social connection subsisted between the people, of the colonies, which
subsisted between the people of Gaul, Britain, and Spain, while Roman Provinces,
viz. only that affinity and social connection which result from the mere
circumstance of being governed by the same Prince; different ideas prevailed,
and gave occasion to the Congress of 1774 and 1775.
The Revolution, or rather
the Declaration of Independence, found the people already united for general
purposes, and at the same time providing for their more domestic concerns by
State conventions, and other temporary arrangements. From the crown of Great
Britain, the sovereignty of their country passed to the people of it; and it was
then not an uncommon opinion, that the unappropriated lands, which belonged to
that crown, passed not to the people of the Colony or States within whose limits
they were situated, but to the whole people; on whatever principles this opinion
rested, it did not give way to the other, and thirteen sovereignties were
considered as emerged from the principles of the Revolution, combined with local
convenience and considerations; the people nevertheless continued to consider
themselves, in a national point of view, as one people; and they continued
without interruption to manage their national concerns accordingly; afterwards,
in the hurry of the war, and in the warmth of mutual confidence, they made a
confederation of the States, the basis of a general Government. Experience
disappointed the expectations they had formed from it; and then the people, in
their collective and national capacity, established the present Constitution.
*471
It is remarkable that in establishing it, the people exercised their own rights, and their own proper sovereignty, and conscious of the plenitude of it, they declared with becoming dignity, 'We the people of the United States, do ordain and establish this Constitution.' Here we see the people acting as sovereigns of the whole country; and in the language of sovereignty, establishing a Constitution by which it was their will, that the State Governments should be bound, and to which the State Constitutions should be made to conform. Every State Constitution is a compact made by and between the citizens of a State to govern themselves in a certain manner; and the Constitution of the United States is likewise a compact made by the people of the United States to govern themselves as to general objects, in a certain manner. By this great compact however, many prerogatives were transferred to the national Government, such as those of making war and peace, contracting alliances, coining money, etc. etc.
If then it be true, that the sovereignty of the nation is in the people of the nation, and the residuary sovereignty of each State in the people of each State, it may be useful to compare these sovereignties with those in Europe, that we may thence be enabled to judge, whether all the prerogatives which are allowed to the latter, are so essential to the former. There is reason to suspect that some of the difficulties which embarrass the present question, arise from inattention to differences which subsist between them.
It will be sufficient to observe briefly, that the sovereignties in Europe, and particularly in England, exist on feudal principles. That system considers the Prince as the sovereign, and the people as his subjects; it regards his person as the object of allegiance, and excludes the idea of his being on an equal footing with a subject, either in a Court of Justice or elsewhere. That system contemplates him as being the fountain of honor and authority; and from his grace and grant derives all franchises, immunities and privileges; it is easy to perceive that such a sovereign could not be amenable to a Court of Justice, or subjected to judicial controul and actual constraint. It was of necessity, therefore, that suability became incompatible with such sovereignty. Besides, the Prince having all the Executive powers, the judgment of the Courts would, in fact, be only monitory, not mandatory to him, and a capacity to be advised, is a distinct thing from a capacity to be sued. The same feudal ideas run through all their jurisprudence, and constantly remind us of the distinction between the Prince and the subject. No such ideas obtain here; at the Revolution, the sovereignty devolved on the people; and they are truly the sovereigns of the country, but they are sovereigns without subjects (unless the African slaves among us may be so called) and have none to govern but themselves; the citizens of America are equal as fellow citizens, and as joint tenants in the sovereignty. *472
From the differences existing between feudal sovereignties and Governments founded on compacts, it necessarily follows that their respective prerogatives must differ. Sovereignty is the right to govern; a nation or State-sovereign is the person or persons in whom that resides. In Europe the sovereignty is generally ascribed to the Prince; here it rests with the people; there, the sovereign actually administers the Government; here, never in a single instance; our Governors are the agents of the people, and at most stand in the same relation to their sovereign, in which regents in Europe stand to their sovereigns. Their Princes have personal powers, dignities, and pre-eminences, our rulers have none but official; nor do they partake in the sovereignty otherwise, or in any other capacity, than as private citizens.
2nd. The second object of enquiry now presents itself, viz. whether
suability is compatible with State sovereignty.
Suability, by whom? Not a
subject, for in this country there are none; not an inferior, for all the
citizens being as to civil rights perfectly equal, there is not, in that
respect, one citizen inferior to another. It is agreed, that one
free citizen may sue another; the obvious dictates of justice, and the purposes
of society demanding it. It is agreed, that one free citizen may sue any number
on whom process can be conveniently executed; nay, in certain cases one citizen
may sue forty thousand; for where a corporation is sued, all the members of it
are actually sued, though not personally, sued. In this city there are forty odd
thousand free citizens, all of whom may be collectively sued by any individual
citizen. In the State of Delaware, there are fifty odd thousand free citizens,
and what reason can be assigned why a free citizen who has demands against them
should not prosecute them? Can the difference between forty odd thousand, and
fifty odd thousand make any distinction as to right? Is it not as easy, and as
convenient to the public and parties, to serve a summons on the Governor and
Attorney General of Delaware, as on the Mayor or other Officers of the
Corporation of Philadelphia? Will it be said, that the fifty odd thousand
citizens in Delaware being associated under a State Government, stand in a rank
so superior to the forty odd thousand of Philadelphia, associated under their
charter, that although it may become the latter to meet an individual on an
equal footing in a Court of Justice, yet that such a procedure would not comport
with the dignity of the former? In this land of equal liberty, shall forty odd
thousand in one place be compellable to do justice, and yet fifty odd thousand
in *473
another place be privileged to do justice only as
they may think proper? Such objections would not correspond with the equal
rights we claim; with the equality we profess to admire and maintain, and with
that popular sovereignty in which every citizen partakes. Grant that the
Governor of Delaware holds an office of superior rank to the Mayor of
Philadelphia, they are both nevertheless the officers of the people; and however
more exalted the one may be than the other, yet in the opinion of those who
dislike aristocracy, that circumstance cannot be a good reason for impeding the
course of justice.
If there be any such incompatability as is pretended,
whence does it arise? In what does it consist? There is at least one strong
undeniable fact against this incompatibility, and that is this, any one State in
the Union may sue another State, in this Court, that is, all the people of one
State may sue all the people of another State. It is plain then, that a State
may be sued, and hence it plainly follows, that suability and state sovereignty
are not incompatible. As one State may sue another State in this Court, it is
plain that no degradation to a State is thought to accompany her appearance in
this Court. It is not therefore to an appearance in this Court that the
objection points. To what does it point? It points to an appearance at the suit
of one or more citizens. But why it should be more incompatible, that all the
people of a State should be sued by one citizen, than by one hundred thousand, I
cannot perceive, the process in both cases being alike; and the
consequences of a judgment alike. Nor can I observe any greater inconveniencies
in the one case than in the other, except what may arise from the feelings of
those who may regard a lesser number in an inferior light. But if any reliance
be made on this inferiority as an objection, at least one half of its force is
done away by this fact, viz. that it is conceded that a State may appear in this
Court as Plaintiff against a single citizen as Defendant; and the truth is, that
the State of Georgia is at this moment prosecuting an action in this Court
against two citizens of South Carolina. [FN*]
FN* Georgia v. Brailsford,
et al. Ant. 1.
The only remnant of objection therefore that remains
is, that the State is not bound to appear and answer as a Defendant at the suit
of an individual: but why it is unreasonable that she should be so bound, is
hard to conjecture: That rule is said to be a bad one, which does not work both
ways; the citizens of Georgia are content with a right of suing citizens of
other States; but are not content that citizens of other States should have a
right to sue them.
Let us now proceed to equire whether Georgia has not, by
being a party to the national compact, consented to be suable by individual
citizens of another State. This enquiry naturally leads our
attention, 1st. To the design of the Constitution. 2nd. To the letter and
express declaration in it.*474
Prior to the date of the Constitution, the people had not any national tribunal to which they could resort for justice; the distribution of justice was then confined to State judicatories, in whose institution and organization the people of the other States had no participation, and over whom they had not the least control. There was then no general Court of appellate jurisdiction, by whom the errors of State Courts, affecting either the nation at large or the citizens of any other State, could be revised and corrected. Each State was obliged to acquiesce in the measure of justice which another State might yield to her, or to her citizens; and that even in cases where State considerations were not always favorable to the most exact measure. There was danger that from this source animosities would in time result; and as the transition from animosities to hostilities was frequent in the history of independent States, a common tribunal for the termination of controversies became desirable, from motives both of justice and of policy.
Prior also to that period, the United States had, by taking a place among the nations of the earth, become amenable to the laws of nations; and it was their interest as well as their duty to provide, that those laws should be respected and obeyed; in their national character and capacity, the United States were responsible to foreign nations for the conduct of each State, relative to the laws of nations, and the performance of treaties; and there the inexpediency of referring all such questions to State Courts, and particularly to the Courts of delinquent States became apparent. While all the States were bound to protect each, and the citizens of each, it was highly proper and reasonable, that they should be in a capacity, not only to cause justice to be done to each, and the citizens of each; but also to cause justice to be done by each, and the citizens of each; and that, not by violence and force, but in a stable, sedate, and regular course of judicial procedure.
These were among the evils against which it was proper for the
nation, that is, the people of all the United States, to provide by a national
judiciary, to be instituted by the whole nation, and to be responsible to the
whole nation.
Let us now turn to the Constitution. The people therein
declare, that their design in establishing it, comprehended six objects. 1st. To
form a more perfect union. 2nd. To establish justice. 3rd. To ensure domestic
tranquillity. 4th. To provide for the common defence. 5th. To promote the
general welfare. 6th. To secure the blessings of liberty to themselves and their
posterity. *475 It would be pleasing and useful to consider and trace the
relations which each of these objects bears to the others; and to show that they
collectively comprise every thing requisite, with the blessing of Divine
Providence, to render a people prosperous and happy on the
present occasion such disquisitions would be unseasonable, because foreign to
the subject immediately under consideration.
It may be asked, what is the
precise sense and latitude in which the words 'to establish justice,' as here
used, are to be understood? The answer to this question will result from the
provisions made in the Constitution on this head. They are specified in the
second section of the third article, where it is ordained, that the judicial
power of the United States shall extend to ten descriptions of cases, viz. 1st.
To all cases arising under this Constitution; because the meaning, construction,
and operation of a compact ought always to be ascertained by all the parties, or
by authority derived only from one of them. 2nd. To all cases arising under the
laws of the United States; because as such laws constitutionally made, are
obligatory on each State, the measure of obligation and obedience ought not to
be decided and fixed by the party from whom they are due, but by a tribunal
deriving authority from both the parties. 3rd. To all cases arising under
treaties made by their authority; because, as treaties are compacts made by, and
obligatory on, the whole nation, their operation ought not to be affected or
regulated by the local laws or Courts of a part of the nation. 4th. To all cases
affecting Ambassadors, or other public Ministers and Consuls; because, as these
are officers of foreign nations, whom this nation are bound to
protect and treat according to the laws of nations, cases affecting them ought
only to be cognizable by national authority. 5th. To all cases of Admiralty and
Maritime jurisdiction; because, as the seas are the joint property of nations,
whose right and privileges relative thereto, are regulated by the law of nations
and treaties, such cases necessarily belong to national jurisdiction. 6th. To
controversies to which the United States shall be a party; because in cases in
which the whole people are interested, it would not be equal or wise to let any
one State decide and measure out the justice due to others. 7th. To
controversies between two or more States; because domestic tranquillity
requires, that the contentions of States should be peaceably terminated by a
common judicatory; and, because, in a free country justice ought not to depend
on the will of either of the litigants. 8th. To controversies between a State
and citizens of another State; because in case a State (that is all the citizens
of it) has demands against some citizens of another State, it is better that she
should prosecute their demands in a national Court, than in a Court of the State
to which those citizens belong; the danger of irritation and criminations
arising from apprehensious and *476
suspicions of partiality, being thereby
obviated. Because, in cases where some citizens of one State have demands
against all the citizens of another State, the cause of liberty and the rights
of men forbid, that the latter should be the sole Judges of the
justice due to the latter; and true Republican Government requires that free and
equal citizens should have free, fair, and equal justice. 9th. To controversies
between citizens of the same State, claiming lands under grants of different
States; because, as the rights of the two States to grant the land, are drawn
into question, neither of the two States ought to decide the controversy. 10th.
To controversies between a State, or the citizens thereof; and foreign States,
citizens or subjects; because, as every nation is responsible for the conduct of
its citizens towards other nations; all questions touching the justice due to
foreign nations, or people, ought to be ascertained by, and depend on national
authority. Even this cursory view of the judicial powers of the United States,
leaves the mind strongly impressed with the importance of them to the
preservation of the tranquillity, the equal sovereignty, and the equal right of
the people.
The question now before us renders it necessary to pay particular
attention to that part of the second section, which extends the judicial power
'to controversies between a state and citizens of another state.' It is
contended, that this ought to be construed to reach none of these controversies,
excepting those in which a State may be Plaintiff. The ordinary rules for
construction will easily decide whether those words are to be understood in that
limited sense.
This extension of power is remedial, because it is to
settle controversies. It is therefore, to be construed liberally. It is politic,
wise, and good that, not only the controversies, in which a State is Plaintiff,
but also those in which a State is Defendant, should be settled; both cases,
therefore, are within the reason of the remedy; and ought to be so adjudged,
unless the obvious, plain, and literal sense of the words forbid it. If we
attend to the words, we find them to be express, positive, free from ambiguity,
and without room for such implied expressions: 'The judicial power of the United
States shall extend to controversies between a state and citizens of another
state. ' If the Constitution really meant to extend these powers only to those
controversies in which a State might be Plaintiff, to the exclusion of those in
which citizens had demands against a State, it is inconceivable that it should
have attempted to convey that meaning in words, not only so incompetent, but
also repugnant to it; if it meant to exclude a certain class of these
controversies, why were they not expressly excepted; on the contrary, not even
an intimation of such intention appears in any part of the Constitution. *477
It cannot be pretended that where citizens urge and insist upon demands against a State, which the State refuses to admit and comply with, that there is no controversy between them. If it is a controversy between them, then it clearly falls not only within the spirit, but the very words of the Constitution. What is it to the cause of justice, and how can it effect the definition of the word controversy, whether the demands which cause the dispute, are made by a State against citizens of another State, or by the latter against the former? When power is thus extended to a controversy, it necessarily, as to all judicial purposes, is also extended to those, between whom it subsists.
The exception contended for, would contradict and do violence to the great and leading principles of a free and equal national government, one of the great objects of which is, to ensure justice to all: To the few against the many, as well as to the many against the few. It would be strange, indeed, that the joint and equal sovereigns of this country, should, in the very Constitution by which they professed to establish justice, so far deviate from the plain path of equality and impartiality, as to give to the collective citizens of one State, a right of suing individual citizens of another State, and yet deny to those citizens a right of suing them. We find the same general and comprehensive manner of expressing the same ideas, in a subsequent clause; in which the Constitution ordains, that 'in all cases affecting Ambassadors, other public Ministers and Consuls, and those in which a state shall be a party, the Supreme Court shall have original jurisdiction.' Did it mean here party- Plaintiff? If that only was meant, it would have been easy to have found words to express it. Words are to be understood in their ordinary and common acceptation, and the word party being in common usage, applicable both to Plaintiff and Defendant, we cannot limit it to one of them in the present case. We find the Legislature of the United States expressing themselves in the like general and comprehensive manner; they speak in the thirteenth section of the judicial act, of controversies where a State is a party, and as they do not impliedly or expressly apply that term to either of the litigants, in particular, we are to understand them as speaking of both. In the same section they distinguish the cases where Ambassadors are Plaintiffs, from those in which Ambassadors are Defendants, and make different provisions respecting those cases; and it is not unnatural to suppose, that they would in like manner have distinguished between cases where a State was Plaintiff, and where a State was Defendant, if they had intended to make any difference between them; or if they had apprehended that the Constitution had made any difference between them.*478
I perceive, and therefore candor urges me to mention, a
circumstance, which seems to favor the opposite side of the question. It is
this: the same section of the Constitution which extends the judicial power to
controversies 'between a State and the citizens of another State,' does also
extend that power to controversies to which the United States are a party. Now,
it may be said, if the word party comprehends both Plaintiff and
Defendant, it follows, that the United States may be sued by any citizen,
between whom and them there may be a controversy. This appears to me to be fair
reasoning; but the same principles of candour which urge me to mention this
objection, also urge me to suggest an important difference between the two
cases. It is this: in all cases of actions against States or individual
citizens, the National Courts are supported in all their legal and
Constitutional proceedings and judgments, by the arm of the Executive power of
the United States; but in cases of actions against the United States, there is
no power which the Courts can call to their aid. From this distinction important
conclusions are deducible, and they place the case of a State, and the case of
the United States, in very different points of view.
I wish the State of
society was so far improved, and the science of Government advanced to such a
degree of perfection, as that the whole nation could in the peaceable course of
law, be compelled to do justice, and be sued by individual citizens. Whether
that is, or is not, now the case, ought not to be thus collaterally and
incidentally decided: I leave it a question.
As this opinion, though
deliberately formed, has been hastily reduced to writing between the intervals
of the daily adjournments, and while my mind was occupied and wearied by the
business of the day, I fear it is less concise and
connected than it
might otherwise have been. I have made no references to cases, because I know of
none that are not distinguishable from this case; nor does it appear to me
necessary to show that the sentiments of the best writers on Government and the
rights of men, harmonize with the principles which direct my judgment on the
present question. The acts of the former Congresses, and the acts of many of the
State Conventions, are replete with similar ideas; and to the honor of the
United States, it may be observed, that in no other country are subjects of this
kind better, if so well, understood. The attention and attachment of the
Constitution to the equal rights of the people are discernable in almost every
sentence of it; and it is to be regretted that the provision in it which we have
been considering, has not in every instance received the approbation and
acquiescence which it merits. Georgia has in strong language advocated the cause
of republican equality: and there is reason to *479
hope that the people of
that State will yet perceive that it would not have been consistent with that
equality, to have exempted the body of her citizens from that suability, which
they are at this moment exercising against citizens of another State.
For my
own part, I am convinced that the sense in which I understand and have explained
the words 'controversies between States and citizens of another State,' is the
true sense. The extension of the judiciary power of the United States to such controversies, appears to me to be wise, because
it is honest, and because it is useful. It is honest, because it provides for
doing justice without respect of persons, and by securing individual citizens as
well as States, in their respective rights, performs the promise which every
free Government makes to every free citizen, of equal justice and protection. It
is useful, because it is honest, because it leaves not even the most obscure and
friendless citizen without means of obtaining justice from a neighbouring State;
because it obviates occasions of quarrels between States on account of the
claims of their respective citizens; because it recognizes and strongly rests on
this great moral truth, that justice is the same whether due from one man or a
million, or from a million to one man; because it teaches and greatly
appreciates the value of our free republican national Government, which places
all our citizens on an equal footing, and enables each and every of them to
obtain justice without any danger of being overborne by the weight and number of
their opponents; and, because it brings into action, and enforces this great and
glorious principle, that the people are the sovereign of this country, and
consequently that fellow citizens and joint sovereigns cannot be degraded by
appearing with each other in their own Courts to have their controversies
determined. The people have reason to prize and rejoice in such valuable
privileges; and they ought not to forget, that nothing but the free course of Constitutional law and Government can ensure the continuance and
enjoyment of them.
For the reasons before given, I am clearly of opinion, that a State is suable by citizens of another State; but left I should be understood in a latitude beyond my meaning, I think it necessary to subjoin this caution, viz, That such suability may nevertheless not extend to all the demands, and to every kind of action; there may be exceptions. For instance, I am far from being prepared to say that an individual may sue a State on bills of credit issued before the Constitution was established, and which were issued and received on the faith of the State, and at a time when no ideas or expectations of judicial interposition were entertained or contemplated.
The following
order was made:
By The Court. It is ordered, that the Plaintiff in this cause
do file his declaration on or before the first day of March next.
Ordered,
that certified copies of the said declaration be served on the Governor and
Attorney General of the State of Georgia, on or before the first day of June
next.
Ordered, that unless the said State shall either in due form appear, or
show cause to the contrary in this Court, by the first day of next Term,
judgment by default shall be entered against the said State.
[FN*]
FN* In February Term, 1794, judgment was rendered
for the Plaintiff, and a Writ of Enquiry awarded. The Writ, however, was not
sued out and executed; so that this cause, and all the other suits against
States, were swept at once from the Records of the Court, by the amendment to
the Federal Constitution, agreeably to the unanimous determination of the
Judges, in Hollingsworth et al. v. Virginia, argued at February Term,
1798.
U.S.,1793.
Chisholm v. Georgia.
2 U.S. 419 (Mem), 2 Dall.
419, 1 L.Ed. 440
END OF DOCUMENT